This html article is produced from an uncorrected text file through optical character recognition. Prior to 1940 articles all text has been corrected, but from 1940 to the present most still remain uncorrected. Artifacts of the scans are misspellings, out-of-context footnotes and sidebars, and other inconsistencies. Adjacent to each text file is a PDF of the article, which accurately and fully conveys the content as it appeared in the issue. The uncorrected text files have been included to enhance the searchability of our content, on our site and in search engines, for our membership, the research community and media organizations. We are working now to provide clean text files for the entire collection.
heart, but also the conscience. i ^f(ji- tain resolves the problem for his s nates who are sitting on the court ing them that their “private pt?nS.e foi" should . . . yield to that imperial o mulated in the code under which dally proceed.”3 he stotf
Yet it is clear by the end ot t
The hardest thing about leadership is teaching it. The second hardest thing is learning it. The third hardest thing is making it work; and the easiest thing is improving your own leadership performance. Like repeatedly stepping halfway to the wall, you can keep improving and still have farther to go. This is why it is always easy to improve.
The U. S. Navy spends a lot of money training an officer in leadership. It begins before commissioning and, no matter what the source, the young man or woman pinning on those first gold bars has heard about the qualities of a good leader. Yet anyone who has ever been an ensign in the fleet knows that there is a big difference between answering #145 on a 175-question multiple-choice leadership exam with “c” for “moral courage” and solving the dilemma of whether or not to release a sailor from restriction because a child is sick at home. The multiple choice tests are great for those who write them, proven leaders who are teaching back at our academies, ROTC units, and officer candidate schools. For these officer instructors, the tests make sense because they are drawn from experience. But to the young people working through one of these programs, terms such as “moral courage” or “ integrity” are mere concepts. Applying these concepts to the questions on a test is just jumping through another hoop before commissioning.
The boot ensigns, like most officers, will probably learn their lessons the hard way—by sometimes-painful experience. These are the best remembered, and thus the most valuable lessons of all. Looking back, the officers may realize that going to the captain and getting that sailor who does not deserve it temporarily off restriction to help the sick child called for enough moral courage to buck regulations. But in the classroom and on the test, the term is only a concept—just the right answer to a question, not yet something real.
So pass the gouge, and when we get to the fleet we'll learn those lessons the hard way! Right, shipmate? Wrong! Although lessons of experience cannot be passed on in the classroom in any way approaching the effectiveness of learning them first hand, there is room for improvement.
An otherwise conscientious young seaman, provoked by a petty officer who is out to get him, strikes the petty officer in front of witnesses—a clear violation of military discipline. Yet the officers involved know that the petty officer, a career second class who is going nowhere, was at fault, and the seaman, known by all on board as a man who has mastered his job and performed well, was blameless. But one cannot change what has happened. There were witnesses. Regulations are clear. Good order and discipline must be maintained. The good man must be punished. The petty officer will be exonerated.
Situations like this cause real anguish for the officers who lead ships. Readers of this scenario will recognize the story of Billy Budd, Sailor, Herman Melville’s last and one of his greatest. Melville explores the conflict between duty and conscience, a conflict that naval officers are certain to experience throughout their careers. Billy Budd was a foretopman, his world was the highest reach of the tall ships, and he was admired for his skill there. He was loved by all on board—all, that is, except his nemesis Claggart, the shady master-at-arms with an unknown
past and a grudge against Billy- s.
The story is instructive because 1j£(j ents a simple scenario of good, em in the fair-haired Billy, brought do ^ evil, the unrelenting Claggart- ^ wrongfully accused of treason by ^ gart, lashes out and strikes C A- -n down, killing him with one blow rte ^a the captain’s cabin, with the caP,alIVj 0f witness. A drumhead court compo-s ^ officers from the ship convicts B» > ’ he is hanged at sea. y fre
Melville wrote about the navies nineteenth century, which nao ^ shaken by mutinies. But even "|vVeen charged atmosphere, the conflict b duty and conscience is not clear cul^ ^ tain Vere addresses the members drumhead court:
“Is nothing but . . • [Billy overt act to be considered? • • • jn King’s officers lies our duty • ' .
receiving our commissions vvC^[,en ceased to be natural free agents- -s, war is declared are we the c sioned fighters previously c°nS-u(j<ie' We fight at command. If °ur^utc0' ments approve the war, that is incidence.”1 .
Vere goes on to point out that t/llS(,oUn' ordinary matter, and notices *n. ,.s0lnf' tenances of the court that there is >)2 j\i thing exceptional that moves you- ^ judges correctly that the Pr°b thc court is wrestling with is not jujj^ c3p-
cCrs Vere, alone among the ship’s offi- “ rea^‘zes ^e full import of what they done and regrets the circumstances S,0 Stated their actions. The officers, n to uphold their commissions (as ,,«■ of us today), seem to have no &j]|Ce' So evil triumphs over good and ‘V ls executed. Earlier, we see Vere He r'd'ng alone on the weather side of rjg <tUarterdeck, one hand holding by the bC8 • . . absently gaz[ing] off at the bore sea.”4 This contemplative man full burden of Billy’s execution iru, Very much regretted a decision seem- A's V Ut °i his control. Melville exonerate, ere near the end of the tale when he Cjj ' “Forty years after a battle it is hoty . a noncombatant to reason about 3H0 't ought to have been fought. It is ti5Ve er thing personally and under fire to iri to direct the fighting while involved pl,ese obscuring smoke of it.”5 He im- ttia 'hat second-guessing the com- ^ is difficult, because we do not ifijj. al> that he faces: “Little ween the sft)h Card Players in the cabin of the retire 'oilities of the sleepless man on the 6 ^°’ t00> was the situation for ain Vere in the matter of Billy Budd.
What can this tale teach? First, that all choices are not as clear as they may seem. Second, that when you raise your right arm and take the oath, you take on an obligation that might someday run counter to your own feelings. “What alternatives existed for Vere?” one might ask. Rear Admiral James Calvert, speaking at the U. S. Naval Academy in the 1970s, answered this question by saying that Vere lacked “the force of personality” needed to maintain discipline and ignore regulations at the same time.7 Ignoring Billy’s crime would have required a leader capable of enforcing the rules and breaking them at the same time.
The leadership lesson here is neither clear nor simple. It will not provide anyone with an answer to a multiple-choice test question. But the real value of this story is its affirmation that the situations that require leadership in the fleet are often not clear and that the interplay of the right choice and the wrong one is rarely simple.
Many other stories have pursued the interplay between duty and conscience. In Flight of the Intruder, Jake Grafton grows frustrated with his own government and with himself as he deals with the death of his bombardier-navigator and his own conscience after the realization that he has killed many Vietnamese. He responds by independently bombing Hanoi, an act of defiance against both his Vietnamese enemies and against the government he is duty bound to serve. Conscience and duty are pulling him in different directions. Neither leaves him a clear
One day you’re a young, sheltered midshipman, the next an officer leading an 18-year-old father! Gads! Getting into the literary characters who faced other leadership challenges might make the transition less painful for everyone.
choice. Following both is impossible.
In Run Silent, Run Deep, the young skipper, Lieutenant Edward Richardson, is constantly battling with conflicting urges of his sense of responsibility for his boat and his loyalty to his friend and executive officer (XO), Jim Bledsoe. Early in the book Richardson refuses to qualify Jim as a skipper, thereby ensuring his own failure to gain quick appointment as commanding officer (CO) of a brand new boat—and at the same time earning the perpetual enmity of his XO. Guilt thickens the plot, when Richardson realizes that he is in love with Bledsoe’s wife.
As in real life, duty and conscience do not clash in a vacuum. Friendship, guilt, and ambition are all real motives that real people experience—motives that can affect one’s performance.
In The Odyssey, the granddaddy of all sea stories, Odysseus feels the heat of this conflict too. As he prepares to guide his boat through the dangerous waters inhabited by the six-headed monster, Scylla, he grapples with the moral question of forewarning his crew. Athena has advised him against this, warning Odysseus that if his men stop rowing to fight, they will all become the monster’s prey. Accordingly, Odysseus tells his men only
andlubber,
Id o'
,vef
to “leader of leaders” has been to form a rich tradition, encompassing
Good sea stories (and the films made from them) reflect real-life dilemmas, such as whether or not to recommend your buddy for advancement (Run Silent, Run Deep, right) or the difficulty a young city slicker has adapting to sea life (Captains Courageous, below right).
“Well, I walked up and down from bow to stem, trying to put heart into them, standing over every oarsman, saying gently,
Now I say by hook or by crook this peril too shall be something that we remember.
As Odysseus and his men stand into danger, he reflects almost remorsefully on his exortation and on the burden of leadership:
“That was all, and it brought them around to action. But as I sent them on toward Scylla, 1 told them nothing, as they could do nothing.”9
Duty requires him to think of his mission and ensure the safety of his boat; conscience forces his mind to those who will die. Almost three thousand years later, the tale of Odysseus’s handling of the conflict between duty and conscience remains meaningful. Nevertheless, different leaders have resolved this problem in different ways—and that is a lesson for all of us.
The young ensign hoarding the ship knows only a few things. First, that everything lies ahead—the excitement, romance, challenge, and danger of going to sea, the first cruise in the Mediterranean or Western Pacific, the thrill of succeeding to higher levels of responsibility, having the conn or the deck, earning his pin, being a department head, XO, even captain of a ship. He knows that by the time he reaches those positions he’ll be different, that he’ll grow and learn along the way. He sees the swagger of the lieutenants on board, who are not much older than he is, yet different—because they have passed those initial tests, ruffled their feathers, earned their wings. He believes he will make it, although he questions whether he has the right stuff, whether he's ready to be a leader.
He will find out soon enough. He will undertake a rite of passage, through the wickets the untried must clear on their way to higher position, whether it be rank, responsibility, prestige, the respect of others, or merely self-satisfaction. Naval officers must always strive for the next higher rung on the ladder. At sea, the highest rung is embodied by the captain, the leader of leaders. The lowest rung is reached by casting off all lines and becoming a mariner, rather than a
landlubber. At the outset, this fof
volve a mail buoy watch or a sea!" nd^ the elusive bucket of steam, . earin? monkey wrench, or relative 0f
grease. It is no surprise that this passage, the passage from “la and over through the ages. ln. „^t\1
aspects of the process of develop111® faring leaders. . gud'
Jack London’s The Sea Wolfan
totd
st0|
Hhip
h 1 *vi viiau^ii£wa v_/i mv, .tva.
Giy rnest Hemingway’s The Old Man loiw e Rea, the battle for the fish be- t*1e man’ Santiago, but the C!l,f|Pa^aSSagC 'S trave*ed by bis spiritual
to
**
hct
endure at least a mild version of Captain Ahab or Plain Queeg; it is a sacred naval tradition. In military
tions aren't always forthcoming when books explore officer-enlisted relationships, perhaps because of the author’s baggage of personal experience.
Love and family: More often than not, Cupid has a way of slipping into a good war story, given the reality of separations and deployments in the naval service. Whether it is the romantic intensity of From Here to Eternity or the almost platonic, soul-mate love expressed in Run Silent, Run Deep, familiarity with these ancient tuggings could prove beneficial to the reader—at least from a counseling viewpoint. Young love is the most common theme in stories with a military setting, but concerns of established families are explored, as well. James Michener's The Bridges at Toko-Ri deals with the marital turmoil wrought by wartime recall into the active forces. Later, Pat Conroy broke new ground with The Great Santini, a well-crafted novel that was acclaimed not so much for its portrayal of a Marine Corps fighter pilot as for its sensitive, sometimes jolting look at the nomadic lifestyle of military families.
Sailor as tourist: Whether pictured as an insensitive “Ugly American” or as just another happy-go-lucky serviceman on liberty, here is a theme that always hits home, particularly for the sea services. The astute reader can learn about the nuances of life in a foreign country, and note that there is sometimes a cause-and-effect relationship between barroom brawls and diplomatic ruptures. Invariably, the storyline will include a kid, or a girl, or both. The little boy is adopted by the good- hearted platoon; the girl introduces the American to her parents, who politely tolerate his attempts at fitting in (or run him out of the village with a samurai sword).
The moment of truth: At long last come the hell-for- leather heroics—probably the reason you picked up the book in the first place. Does the cool-headed man of action win the day, as does Tom Clancy's Jack Ryan?
Or are we dealing with an Ensign Pulver type, who cowers at the captain’s shadow? Will the bomber pilot take out the bridge in time or will he freeze completely, hounded by an earlier failure? With the odds stacked heavily against him, can the special operations wizard spring his comrades from the enemy camp or does his lack of attention to some detail bring about disaster?
By placing themselves into the hero’s jungle boots, the readers turn the war novel into a kind of literary war game; they are fully engaged, intellectually and emotionally, playing “what if.” Played hard enough and often enough, such games could eventually save lives.
, l°n, the commanding officer is not always portrayed as a buffoon or a Simon Legree, but he (or someone Se who outranks the nalve-yet-principled hero) is likely 0 cast as the principal antagonist. Tales of command a°nflict are good for a junior officer’s spirit; he may still Lfr- but it will be on the side of boldness.
, Conflicts with subordinates: If the tussle in question is ,ween a boot ensign and a master chief, the ensign ai)uld think himself involved in a “run-in with a se- jl0r- The officer may never admit to such feelings of ^adequacy, but he does not need to—dozens of fiction fiters already have. In books, two classic problems |. Ilh enlisted are the we-don’t-do-it-that-way-out-here- ,tenant syndrome, and the leading of a junior officer °Wri the primrose path (often involving either a jungle- lce still or major supply system irregularities). Solu
Read Ail About It . . .________
% Captain Keith Oliver, U. S. Marine Corps
Aside from the deeper examinations of rites of passage m,d the eternal conflict between duty and conscience, Coders of military fiction can sample years of wartime and peacetime experience, encompassing a vast range of lu,nan triumph and tragedy. Sometimes such reading is 'nstructive; sometimes it provides no more (in the words °f a senior Marine) than “the comfort of knowing that °thers reacted the same way you did’ ’ to the vicissitudes °f military life. In either case, the reader usually en- c°unters a handful of recurring, stereotypical themes:
Reporting aboard: Does the scene of a new ensign or Sec°nd lieutenant checking in seem overworked because 11 ’s so familiar, or does it seem familiar because it is so °verworked? This is perhaps the most universal manifestation of newness. The fledgling leader need not always e squeaky-voiced and clumsy, but authors (often autobiographically) seem to prefer him that way. In any p'ent, welcome-aboard butterflies are commonplace. One “ng-service Marine officer recalled picking up his first Ptatoon: “1 was thinking, standing with my back to my seasoned men in our first company formation, ‘I'm going 0 lead them?' And I could feel thirty pairs of eyeballs 0ring a hole in the back of my neck, all thinking, 'He’s going to lead us?[1] ”
Run-Ins with seniors: Everyone fancies that he has had
ri ^'Pling’s Captains Courageous are cfeartl about pampered young men, itit^ii puff c'ly boysusec*to r'c^es anc* tre ect> who fall overboard at sea and S> up by fishing boats. The
%!]ma-n characters undergo profound *** *n voyages that ensue, and 1 >nto men by triumphing over the In c!Ps anc! challenges of the sea.
ni°n, the young boy who had previously fished with him. At the beginning of the story, Santiago has not caught a fish for 84 days. The young boy had fished with him the first 40 days, but his parents had pulled him out of Santiago’s boat. After the old man’s ordeal with the marlin, the boy makes his own decision— he will fish with Santiago from now on.
Joseph Conrad dealt with the theme of personal growth on several occasions. In “Youth,” the young Marlow goes to sea on his first voyage to the East in an old, rattletrap 400-ton steamer with the words “Do or Die” emblazoned on the hull. 1(1
The old Marlow tells the story, and he remembers that the motto “took my fancy immensely.” “Do or die” is what it took for him to reach the Far East, because the ship leaked and almost sank in a gale. Later it caught fire and the water that they had previously pumped overboard to keep from sinking had to be pumped back in to keep the ship from burning to the waterline. When they went into port for repairs, even the rats left the ship! Eventually their cargo of coal exploded, blowing the ship to bits. But Marlow, undaunted, pressed on, finally
73
typhoon because he does not know a better. During the storm, he demonstra for the first time the true qualities o captain, keeping his head when all o are looking to him for leadership- the storm, the sailors, who had Pre ously made fun of him, praise him- In “The Secret Sharer,” Conrau ^ an in-depth psychological exploratio^
ship
as they are, they have one L thread that offers insight to the ) ^ to ente*
man or woman preparing
reaching the mysterious East in his first command—a life boat. Throughout the story, the older Marlow, recounting the tale of his youth, repeats the refrain, “Ah youth, . . . pass the bottle!” He is commenting on the change that has taken place. He is older and wiser, but he recognizes that while he has lost some
You report on board your first ship only to find that your CO is overbearing, cowardly and incompetent— a real snake. Take comfort: others have faced this situation. Read Mr. Roberts (top) and The Caine Mutiny (below).
things, he has gained others.
This is a good lesson for either end of the leadership ladder—the youthful ensign at one end of the wardroom table or the experienced captain at the other. In traveling from one end of the table to the other, some things—enthusiasm, romance, and youth—are lost while others— experience, wisdom, and maturity—are gained. If this is understood at both ends of the table, it will be easier for these mariners to work together and lead the rest of the ship.
Two of Conrad’s stories deal with the specific problems of command. In “Typhoon,” Captain Mac Whirr is as ordinary as men get. He sails straight into a
the problems of assuming command■ new captain, who is on his first s m out I f one’s - ^
personality every man sets up for bin's secretly.”11 . ^
This is the problem any officer fece ,s living up to that ideal conception of0 jn self. This is what leadership is a*>°1^-jiful Conrad’s story, the captain’s slcl maneuvering of his ship through daIJ-^.s ous waters earns him the respect t crew, which, in turn, enables him to off the self-doubts that had plagued At the end of the story, he feels the feet communion of a seaman with his command.”12
These are many examples of the fleet: the new leader will be tested an will grow.
i • He b ^
The whole ship admires him■ ^
good officer, one of the best. Bid on
^subordinates. Whether through igno-
"ess.
and d,
?piai
by
or just bad luck, this problem can lQes occur. Usually, it results from a ln not treating his crew well, either
Two
Cr erts, is a “bom leader. . . . The a Worshipped him .... Devotion of bj 11 can be bought or commanded or
but it was accorded Roberts
ttnai
^■'eves otherwise. The captain. How did ^Srr,an ^t to be a captain? All the crew Co lvs that he is incompetent, vindictive, 'crrf/y, and interested only in his own ^eer, p/le ()fj'icers WOrk hard for the y ain, but they are getting burned in eProcess.
lin CrhaPs the toughest leadership posi- tCa ls t0 be on a ship where, for whatever l. s°n, the captain has lost the respect of
illCc- incompetence, careerism, selfish- 0jt CxPecting too much or too little.
en' the crew responds in a similar ej^’ by not seeing the captain as human, ^atre^ bor the captain creates gen- pt , discontent; the discontent causes Fr lems, and the captain cracks down, there, the problem spirals out of
c0 0 naval classics turn on this type of \fu lct. Mr. Roberts and The Caine jj '‘ty- In Mr. Roberts, Captain Morton off 1 i>ng to inflict any hardship on his Car,Cers or crew as long as it furthers his * eer- One of his officers, Lieutenant ^ntously and voluntarily.”13 This def^ chronicles the battle of Roberts, Cvi,nder of the crew’s rights, against the lb0s CaPtain, the tyrant who purloined {Ve|.e r'ghts. Throughout this story, how- bis ’ Roberts’s weaknesses, as well as c%lengths, become manifest. Roberts the Stan% sets himself up in conflict with CaPtain. While it is true that the captain has no redeeming qualities, his wardroom, led by Roberts, lets him down too. The situation deteriorates, because of the captain’s incompetence and the failure of his wardroom to compensate for his shortcomings.
The situation in The Caine Mutiny is strikingly similar. Maryk, the XO, egged on by another officer, relieves Captain Queeg of his command during a typhoon. Queeg has lost the confidence of his crew, who question his sanity and judgment, and Maryk undoubtedly saves the ship when he takes command. On the bridge in the middle of the typhoon, Queeg is “blinking and shaking his head as if just awakened,” and he has so lost his powers of judgment that he can conceive of no maneuver other than to remain on base course, even though staying on that course dooms his ship.14 But ultimately, Maryk is not exonerated by the author because—as in Mr. Roberts—if the group had supported Queeg earlier, the situation might never have deteriorated to extremis.
These two stories are outstanding lessons on one of the toughest leadership challenges. Moreover, they illustrate the earlier themes, as well. The development of Ensign Pulvcr to fill Lieutenant Roberts’s shoes and the saga of Willie Keith moving from green ensign to become the Caine’s CO are important parts of the stories. And neither Maryk nor Roberts acts on impulse: each is driven by duty and conscience and a host of other motives.
So what is the use of these leadership scenarios that leave us with no clear answers? First, unlike the multiple-choice tests, they do not take place in a vacuum. For the trainees and instructors using them, the scenarios present the same dilemmas as one experiences in real life. And second, ironically, they teach us that the answers are not always in the book. After living through the typhoon, Captain MacWhirr realizes for the first time that “there are things you find nothing about in books.”14 Anyone can construct a multiple-choice problem where the answer is “none of the above.” But in life, “none of the above” is seldom a real option. We learn that from stories like these.
'Herman Melville. Billy Budd, Sailor, The Great Short Works of Herman Melville, ed. Warner Ber- thoff (New York: Harper & Row, 1969), p. 487. 2Ibid.
3Ibid., p. 487.
4Ibid., p. 445.
5Ibid., p. 489.
6Ibid.
7“Billy Budd Seminar,” a film of unknown origin and date, produced circa 1970.
8Homer, The Odyssey, trans. Robert Fitzgerald (New York: Doubleday, 1961), p. 216.
9Ibid., p. 217.
,0Joseph Conrad, “Youth,” The Great Short Works of Joseph Conrad, ed. Jerry Allen (New York: Harper & Row, 1966), p. 180.
"Joseph Conrad, “The Secret Sharer,” The Great Short Works of Joseph Conrad, ed. Jerry Allen (New York: Harper & Row, 1966), p. 369. l2Ibid., p. 404.
l3Thomas Heggen, Mr. Roberts (New York: Penguin Books, 1946), pp. 2-3.
,4Joseph Conrad, “Typhoon,” The Great Short Works of Joseph Conrad, ed. Jerry Allen (New York: Harper & Row, 1966), p. 364.
Lieutenant Hastings is now Assistant to the Deputy for Operations, U. S. Naval Academy. Prior to that, he was an English instructor at the U. S. Naval Academy. Commissioned at Officer Candidate School in 1982, he was the First Division officer on the USS New Jersey (BB-62) and the damage control assistant on the USS Gary (FFG-51). Lieutenant Hastings received first honorable mention in the 1985 Vincent Astor Memorial Leadership Contest.
A Few Good Sea Stories
r»
each, Edward L. Run Silent, Run Deep. Annapolis, MD: Naval Institute Press, 1985.
”mey, Tom. The Hunt for Red October. Annapolis, MD; Naval Institute Press, 1984.
Conrad, Joseph, “Youth,” “The Secret Sharer,” and ! Typhoon,” The Great Works of Joseph Conrad. Ed- 'ted by Jerry Allen. New York: Harper & Row, 1966. '-oiiroy, Pat. The Great Santini. New York: Houghton c Mifflin, 1976.
°°nts, Stephen. Flight of the Intruder. Annapolis, MD: Naval Institute Press, 1986.
<)rcster, C. S. The Hornblower Saga. Boston: Little, j, Srown & Company, 1948.
e8gen, Thomas. Mister Roberts. Boston: Houghton . Mifflin, 1946.
c>ningway, Ernest. The Old Man and the Sea. New
York: Scribner, 1931.
Homer, The Odyssey. Translated by Robert Fitzgerald. New York: Doubleday, 1961.
Kipling, Rudyard. Captains Courageous. Garden City, NY: Doubleday, 1897.
London, Jack. The Sea Wolf. New York: Grosset & Dunlap, 1931.
Melville. Herman. Billy Budd, Sailor. The Great Short Works of Herman Melville. Edited by Warner Ber- thoff. New York: Harper & Row, 1969.
Michener, James A. The Bridges at Toko-Ri. New York: Random House, 1953.
Webb, James. Fields of Fire. New York: Bantam, 1979.
Wouk, Herman. The Caine Mutiny. Annapolis, MD: Naval Institute Press, 1987.
ice.
tdlnRs ! June 1988
75
[1]*<ilnKs / June 1988