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By Lieutenant General John H. Cushman, U.S. Army (Retired)
Command and control (C2) of a coalition military force, as for a single-nation force, takes place at four interlocking levels: political, strategic, operational, and tactical. From the outset, the challenge to the Mideast coalition was to achieve superior performance at all four levels. The coalition had only one opportunity to do it right; it appears to have succeeded.
Political and Strategic Direction
Political and strategic direction is the product of a nation’s or coalition’s highest political and military authorities working in concert. A theater commander-in-chief joins the high military authorities in formulating strategic direction, while concurrently considering and carrying out his in-theater strategic direction.
The Mideast coalition resembles that of the Korean War, but only in that United Nations (U.N.) Security Council resolutions authorize its members’ actions. The differences are striking. In 1950, the Soviet Union was boycotting Security Council meetings; today it is a partner of the United States. In 1950, the Security Council provided for a single U.S.-led U.N. command; today, there is no such structure. In 1950, U.S. forces went to war immediately and were unprepared; this time, the United States and its allies had more than five months to prepare their air and sea forces, and even longer to ready their ground forces. And in 1990, the scene is the Middle East, which vastly complicates the political and strategic equation.
Quickly after Iraq’s seizure of Kuwait, the Security Council defined the objectives of the emerging coalition: Iraqi withdrawal from Kuwait, restoration of Kuwait’s former regime, security of Saudi Arabia from Iraqi attack, and release of the people whom the Iraqis held against their will. All have essentially been achieved. Beyond calling immediately for an embargo enforced by U.N. members’ military action—and four months later authorizing members to use “all necessary means” to force Iraqi compliance with the U.N. objectives—the Security Council provided no political or strategic direction. Not only has the United States led the coalition and committed by far the greatest share of military might, but, in close contact with other key nations and with their evident consent, it has been the moving force and the de facto drafter and coordinator of political and strategic direction. Looking at the orders that may have been given to Commander-inChief U.S. Central Command (CinCCent) General Norman Schwarzkopf can provide a clearer idea of this U.S.
direction.
If the form followed that of the classic February 1944 directive by the Combined Chiefs of Staff to General Dwight D. Eisenhower for the invasion of Europe— keeping in mind the fact that Eisenhower’s command authority as Supreme Commander, Allied Expeditionary Forces far exceeded Schwarzkopf’s coordination authority—the orders would have read somewhat like this:
“[Chairman Joint Chiefs of Staff (JCS), for the U.S. Secretary of Defense, to Schwarzkopf] In your capacity as Commander-in-Chief U.S. Central Command, and with the agreement of all other members of the U.N. coalition, you are designated as the primary coordinator for the military operations of the U.N. coalition forces in and near Saudi Arabia responsive to Iraq’s invasion of Kuwait.”
Task
“When directed by the Secretary of Defense, you will undertake and coordinate operations aimed at the destruction of Iraqi armed forces and the liberation of Kuwait. In executing this task, you are authorized to conduct and to coordinate the conduct of sea operations in and from designated waters, air operations throughout Kuwait and Iraq, and land operations in Kuwait and into Iraq as necessary to recover and defend Kuwait and to destroy such Iraqi forces as immediately threaten Kuwait’s territory.
“Pending authority to execute the above task, you will defend and coordinate the defense of Saudi Arabia. Should Iraqi forces attack Saudi Arabia, you are authorized to conduct and to coordinate the conduct of defensive air, land, and sea operations, to include pursuit over Iraq’s territory.”
Command
“You are responsible to the Secretary of Defense through the Chairman JCS. Under the provisions of Joint Publication 1-01, Unified Action Armed Forces, you will have combatant command of all assigned U.S. forces. The governments of the United Kingdom [and others as named] have agreed that their forces present will be under your operational control. Forces of Saudi Arabia [and others as named] will cooperate according to arrangements for
coordination that you work out with each national commander. Direct communication with national representatives of nations in the U.N. coalition force is authorized to facilitate operations and to arrange necessary logistics.”
Logistics
“The responsibility for logistics support of national forces will rest with the respective nations; this can include logistics agreements between nations. You will be responsible for coordinating the logistics requirements and activities of the forces present in the coalition and for bringing to the attention of the Chairman JCS logistics deficiencies that will impede your operations.”
Coordination of Operations of Other Forces!Agencies
“In furtherance of the United Nation’s aim of liberating Kuwait, a coordinated program of special operations is now in action. You may recommend any variation in these activities that may seem desirable.”
Reestablishment of Civil Governments and Liberated Allied Territories and Administration of Enemy Territories
“Instructions for the reestablishment of civil government in Kuwait and for the administration of Iraqi territories taken by your forces will be issued at a later date.”
Details such as the following, not in the Eisenhower directive, are probably called for today:
“Use of nuclear and lethal chemical weapons is not contemplated .... Taking into account the need to be militarily effective and to avoid unnecessary military
The initial political and strategic direction of either coalition or unilateral warfare must come from the highest level. In the case of the Gulf War, such direction from the U.N. Security Council was so limited that the United States had to become the de facto drafter and coordinator. (Left to right, the JCS Chairman, General Colin Powell and Secretary of Defense Dick Cheney confer with General Norman Schwarzkopf, the Theater Commander.)
casualties, make every effort to limit damage to noncombatants, religious structures, and the civil infrastructure of Kuwait and Iraq.
“The aims of your air campaign will be to gain full freedom of air action; to deny Iraq any use of its air and fleet; to destroy Iraq’s capabilities to produce nuclear, biological, and chemical weapons; and to greatly reduce its army’s ability to fight.
“Your land campaign will aim to destroy Iraqi forces in and threatening Kuwait and to liberate Kuwait. You are authorized to permit Iraq to make the first offensive move, which, if made, you will defeat decisively, thereupon taking up an offensive that destroys the opposing Iraqi forces and achieves the liberation of Kuwait. You will, however, prepare a land campaign that takes the offensive when directed, in the event Iraq does not attack on land.”
One can surmise that this is roughly the guidance General Schwarzkopf received; that he probably participated in its formulation; and that it was essentially in place by early November. President George Bush’s decision at that time to double the size of U.S. forces in Saudi Arabia likely reflected the Joint Chiefs of Staff’s and General Schwarzkopf’s judgment as to the forces required to carry it out. And the late November U.S.-led action in the U.N. Security Council (Secretary of State James Baker in the chair), which set the 15 January deadline for Saddam Hussein to withdraw from Kuwait, probably reflected General Schwarzkopf’s thinking as to when the air campaign could start, with the land campaign to begin a month or so later when land reinforcements were ready to fight. Meanwhile, it is likely that General Schwarzkopf and his coalition team were developing their in-theater plans so that when President Bush directed the plan’s execution, key allies having agreed, the coalition force could begin coordinated operations according to those plans. From the first, General Schwarzkopf would have been under no illusion that Arab contingents of the coalition force would come under his operational command; so he would have set about building a framework for operations that would work even under that circumstance.
Operational and Tactical Direction
In modern war, C2 at the operational and tactical levels where the fighting takes place is very much a matter of command-and-control systems.1 Using their respective C2 systems linked with those of others, battle participants throughout the force seek to see the situation, decide what to do, and do it. C2 and its systems are thus critical to a force’s collective skill. Skill gets the job done quickly; skill also saves lives. The Mideast force required the utmost in skill, and hence in C2 system quality.
As Karl von Clausewitz said, “Everything in war is very simple, but the simplest thing is difficult. The difficulties accumulate and end by producing a kind of friction that is inconceivable unless one has experienced war.’’2 Immeasurably more fast moving and technically complex than in Clausewitz’s time, war remains the domain of fric-
Older strategic and tactical concepts of warfare—divided into functional components of land, sea and air—have given way to the realization that land-based air forces, sea-based forces, and land forces each can engage in all three forms of warfare. The challenge is to create the most effective amalgam of combat power, across the board.
tion—information is late, uncertain, or inaccurate; orders are issued on wrong information and are not understood, not carried out, or carried out at the wrong time. Each commander most wants his C2 system to ameliorate friction and reduce uncertainties.
The Mideast theater’s war was an intricate amalgam of sea, air, and air/land warfare. In principle, land-based air forces can engage in each form of warfare (for example, they can provide close air support in air/land warfare, and air reconnaissance in sea warfare). Sea-based forces can likewise engage in all three (they offer close air support and amphibious operations in air/land warfare, and offensive counterair in air warfare). Land forces can do the same (providing high-altitude air defense in air warfare, and forcible-entry airborne seizure of an advanced fleet base in sea warfare). The three kinds of forces are highly effective in a single context; the Mideast challenge was to combine them in the three forms of warfare.
Arriving in August at his Central Command (CentCom) forward headquarters and judging that Saddam Hussein had missed his chance to attack southward, General Schwarzkopf could infer, if he had not been told, his mission: liberate Kuwait. He could estimate the enemy, impressive indeed. He could see before him the vast area of operations, with Kuwait as its focal point. He could calculate the time, force, and logistics factors of the troop flow into the region. His requirement was to plan a theater campaign and to orchestrate its subordinate air, sea, and land campaigns.3 He faced fundamental decisions on how to
organize and direct the U.S. parts, which he commanded, of the emerging coalition force and how to bring the remainder together.
General Schwarzkopf’s U.S. forces came to him in components:
- Army forces of Central Command (ArCent)—Third U.S. Army
- Marine forces of Central Command (MarCent)—I Marine Expeditionary Force
- Navy forces of Central Command (NavCent)—Seventh Fleet
- Air Force forces of Central Command (CentAF)— Ninth Air Force
Each had a three-star commander.4 CinCCent evidently decided to build his U.S. war-fighting team around these four commanders and, in so doing, to place behind each one’s effort the full energy and resources of his armed service. Over these components, Schwarzkopf wielded powerful new team-building authorities, given by the Goldwater-Nichols Act in 1986. Among them: “authoritative direction over all aspects of military operations . . . prescribing the chain of command . . . organizing [subordinate] commands and forces as he considers necessary ■ . . employing forces as he considers necessary ... assigning command functions to subordinate commanders” and more.5 General Schwarzkopf was able to pull together his U.S. forces as tightly as he wished. Owning by far the largest coalition contingent, he could then persuade other nations’ smaller contingents to join his team in the interest
U.S. AIR FORCE (C. PUTMAN) of accomplishing the common mission.
Air warfare is simple to summarize but complex to carry out well. It entails writing each day an air tasking order that spells out what each single- or multi-aircraft mission—from air refuelers, to defensive fighter cover, to air-defense suppression and ground attack—will do, at what place, and at what minute. The success of Desert Storm’s multinational air campaign, stunningly initiated and by all accounts well managed, stems directly from Goldwater-Nichols’s authorities and General Schwarzkopf’s delegating approach. Any U.S. joint force commander can now designate a single air authority, known as the joint force air component commander (JFACC), for the “planning, coordination, allocation and tasking” of all tactical air in the force, regardless of its service component—an authority heretofore not available to joint commanders in war.6 The commander of CentAF, with his tactical air control center partially staffed by people from other services and nations, was CinCCent’s JFACC. Other nations’ air forces conformed to the com-
Air warfare is conducted through “frag” orders that cover every single- or multi-aircraft mission—even such support missions as Air Force aerial refueling of Navy aircraft. For close coordination of air assets (bottom, two Air Force F-15s, one Saudi F-5), tactical air control centers are manned by representatives of Coalition air forces (here, U.S. and Saudi), to ensure that sorties reach their targets without conflict or confusion en route.
mon air tasking order. This was in their own interests; there was no other way that Saudi and U.S. airborne warning and control system (AWACS) aircraft could work together in a single scheme or that other nations’ sorties could get to the right place at the right time without running into other missions.
Naval warfare does not involve tasking each ship in detail as for air, but it does entail organizing task forces and groups and assigning each its missions—strike, antiair, antisurface, naval gunfire, amphibious, and so on— with cruise missile and tactical air operations coming under the tasking control of the JFACC. As with air, CinCCent could task Commander NavCent to conduct sea and coastal operations with the U.S. Navy forces he commands and other U.S. forces (such as Marine units and, occasionally. Army helicopter elements) under his operational control, and to coordinate with other nations’ sea contingents the coalition’s common naval campaign. Experience in such operations as the reflagging and escort of Kuwaiti tankers in 1987-88 had made the U.S. Navy adept at coordinating multinational sea operations in the Persian Gulf without having actual operational control over other nations’ combatants.
Before major air/land operations unfolded on 23 February, their components—such as force positioning, intelligence, attrition of enemy land forces, and deception—had been under way. As they began, one can be sure that mission-by-mission JFACC air-tasking methods gave way to the decentralized tactical air operations that are essential to modem air/land warfare.
In the desert there were three rough groupings of air/
land forces: the U.S. Army’s, the U.S. Marine Corps’s, and all others, including British, French, and Arab. Each resembled the others in many ways, but had its own ways of organizing for battle and its own ways of fighting.
The U.S. Army had two corps in the desert. A corps, typically 60,000 to 100,000 strong and commanded by a lieutenant general, is made up of three or more divisions plus corps troops such as armored cavalry, field artillery, air defense, signal, and service support. Because it owns only helicopters, the corps relies primarily on the U.S. Air Force for tactical air support. The Army’s “air-land battle” thinking visualizes deep, close, and rear corps operations. Close operations include close combat, indirect fire, close air support, attack helicopter movement and fires, forward area air defense, close-in intelligence, obstacles and their clearance, and movement/maneuver. Deep operations include deeper intelligence; battlefield air interdiction; distant strikes of artillery and attack helicopters; and far-ranging maneuver of airborne, air mobile, and special- operations forces. The basic tenets of air-land battle are agility, initiative, depth, and synchronization.7
Organized, trained, and equipped primarily but not solely for amphibious operations, the Marine Corps’s basic formation is the Marine air-ground task force (MAGTF); this is a task organization under a single Marine command and is structured to accomplish a specific mission. A MAGTF always consists of command, ground combat, aviation combat, and combat service-support elements (including Navy support elements). One MAGTF would be a Marine Expeditionary Force (MEF), commanded by a lieutenant general and including a reinforced Marine division; rotary and fixed-wing squadrons; detachments of various types, low- and medium-altitude air- defense units, and a force service support group that can sustain lengthy operations ashore. Another is a Marine Expeditionary Brigade (MEB), built around a ground combat element consisting of a regimental landing team. The Marines deployed six MEBs to Saudi Arabia; these were consolidated into a single MEF of two divisions, one large air wing, and a sizable force service support group. Some part of this force was afloat in a position to carry out amphibious operations. The Marines’ operational watchword is “maneuver warfare.”8
British, French, Saudi, Egyptian, and Syrian divisions and brigades follow the U.S. Army’s organizational pattern closely. None had its own tactical air, although both the French and British deployed close-support aircraft in the desert.
One can surmise that around early November, General Schwarzkopf conveyed to his three-star U.S. commanders, in words something like this, his thinking on air/land operations:
“Commander Ninth Air Force will be the JFACC, and Commander Seventh Fleet will take care of coalition naval operations. I am satisfied that we have those two areas of theater warfare under reasonable control. Now I want to talk about organizing for land, or more accurately, for air/land, operations.
“The United States has two air/land formations in the desert. These are the I MEF with its two divisions and organic air, and the Third Army with its VII and XVIII Corps of some seven divisions total and its air support. I do not speak of those parts of MarCent and ArCent that perform rear-area tasks, or of ArCent’s Patriot units, which the JFACC directs.
“Each of these formations is indoctrinated in its own ways of fighting, each is under its service-designated commanders, and each has the full support of its parent service.
“To maximize the effectiveness of each, I want to keep them reasonably separate. Time is short; teamwork within formations is vital; and there isn’t time to teach Army divisions how to operate in a Marine formation, nor to teach Marine regiments or divisions how to operate inside Army corps or divisions.
“That means that I have to divide up the air/land battlefield. So I will place 1 MEF along the east coast where it can work closely with the fleet, and I will place Third Army inland. I MEF, even with its tank battalions equipped with M1A1 tanks provided by the Army, will be short of armor, so I am assigning it a reinforced Army armor brigade. And I am assigning the British 1st Armoured Division to Third Army.
“The Saudi armor and mechanized brigades and the Egyptian and Syrian armor and mechanized divisions and other Arab contingents make up a third land formation. While we are preparing for our air/land offensive, if it should come, the Arab formations will by their own choice be disposed along the Kuwaiti border. When we take up the offensive, I visualize that Arab troops, probably under single Arab command but not under my command, will advance into Kuwait in a sector of their own. In the interim, I am counting on the commanders of I MEF and Third Army to coordinate operations with Arab units in their respective sectors. I served as both an adviser and U.S. battalion commander in Vietnam and know that our best units learned how to do this well in the absence of unity of command.
“When we take the offensive, I expect I MEF, supported by fleet naval gunfire and amphibious operations, to attack northward into Kuwait, and I expect Third Army to come at the Iraqi forces from the west in an air/land blitzkrieg operation such as the world has not seen since George Patton’s time. I MEF will use its 3d Marine Aircraft Wing for tactical air, and Third Army will be supported by the Ninth Air Force (the same numbered air force, incidentally, that, under Hoyt Vandenberg, supported Patton’s Third Army in 1944). JFACC will task 7th Fleet’s air to support either I MEF or Third Army, or both. And, of course, JFACC, with air supremacy, will direct the air-interdiction campaign.
“Functions that cross all air/land sectors—Arab, I MEF, and Third Army—such as intelligence, electronic warfare, and logistics, will be coordinated at my level. And of course you understand that I have the authority and responsibility to shift any and all U.S. tactical air (Marine air included) from one sector to another as necessary for mission accomplishment.
“lam counting on the U.S. Marine Corps and the U.S. Army to put into place in their respective air/land formations the best command and control equipment possible from their inventories or producible in the time available. And I am counting on the commanders of I MEF and Third Army, working closely with Seventh Fleet and Ninth Air Force, to train their troops to absolute top efficiency so that, when and if air/land operations begin, they will be successful.”
*A command-and-control system is “the facilities, equipment, communications, procedures, and personnel essential to a commander for planning, directing, and controlling operations.” Joint Pub 1-02, Department of Defense Dictionary of Military and Associated Terms, Office of the Chairman, Joint Chiefs of Staff, Washington, D.C., 1989, p. 77.
2K. von Clausewitz, On War, edited and translated by M. Howard and P. Paret, Princeton, NJ: Princeton University Press, 1984, p. 119.
3A campaign plan is a “plan for a series of related military operations aimed to accomplish a common objective, normally within a given time and space.” Joint Pub 1-02, p. 60.
4A fifth component is the special operations forces of CentCom (SoCCent), which is a subunified command created from units of the U.S. Special Operations Command.
5Public Law 99-433. 1 October 1986, Goldwater-Nichols Department of Defense Reorganization Act of 1986, Section 164 (c) Command Authority of Combatant Commanders.
6Joint Pub 1-02, p. 197.
7Field Manual 100-5, Operations, Washington, D.C.: Department of the Army, 1986, p. 14.
%Fleet Marine Force Manual 1, Warfighting, Washington, D.C.: Headquarters, U.S. Marine Corps, 1989, p. 30.
General Cushman is a research affiliate at Harvard University’s Program on Information Resources Policy, which in November 1990 distributed for comment his draft, “Command and Control of Theater Forces: Issues in Mideast Coalition Command. ’ ’ In mid-February 1991, it published the final report under the same title, including the paper from which this article has been adapted—with changes primarily in tense.