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... From the Sea
Preparing the Naval Service for the 21st Century
The Honorable Sean O'Keefe, Secretary of the Navy Admiral Frank B. Kelso, II, Chief of Naval Operations General Carl E. Mundy, Jr., Commandant of the Marine Corps
By Captains Peter M. Swartz and John L. Byron, U.S. Navy
How does the Navy get its message across? Here’s a simple two-part answer: > Have a message. ► Get it across.
jyjJfr°m the Sea is a Navy and Marine Corps L ?e Paper. It defines a combined vision for P Navy and the Marine Corps. The Navy >a ,< v Book (sec October 1992 Proceedings,
>j®es • 13-114) and the Marine Corps' Master „ * Ascribe internal policy issues and serve to N P!ement **le tas*' °t articulating the shape sue of our service for the next century, loc t'faval Institute is pleased to reprint this i9t)?ment which was signed on 29 September >ar. • We look forward to publishing comments prompted by . . . From the Sea in I ‘ure Ies«f Pr dings*
position we won with the end of the Cold War.
Our Naval Forces will be full participants in the principal elements of this strategy—strategic deterrence and defense, forward presence, crisis response, and reconstitution.
With a far greater emphasis on joint and combined operations, our Navy and Marine Corps will provide unique capabilities of indispensable value in meeting our future security challenges. American Naval Forces provide powerful yet unobtrusive nres- ence; strategic deterrence; control of the seas; extended tinuous on-scene crisis response; project precise pov sea; and provide sealift if larger scale warfig*’ emerge. These maritime capabilities are par lored for the forward presence and crisis resi ticulated in the President's National Security Our ability to command the seas in areas v future ooerations allov ~ msize on*- KI
Proceedings had received, evaluated, and readied “Make the Word Become Vision” for publication well before the Navy and Marine Corps White
^aper, “__ From the Sea” (see pp. 93-96), was signed and released. Far from
being preempted by publication of “. . . From the Sea,” however, Captains ^wartz and Byron—architects of the 48-page unclassified Maritime Strategy Supplement to the January 1986 Proceedings—have laid the groundwork for Mansion and elaboration of the White Paper’s central themes, to be replayed ®8ain and again as the Naval Services progress through a dynamic postold War era.
The Maritime Strategy was not a single document. It was a body of thought commentary, which had grown to fill a 115-page bibliography within two pears of its appearance in unclassified form. Similarly, the new White aPer is not the final word on the future of naval forces; it is the Navy and artne Corps Team’s first word—establishing unifying principles of orga- l'l/ation and doctrine that will carry the discussion forward in a rational way.
need to emulate the extraordinary success of the Maritime Strategy.
What is working now? Those “single, cohesive, carefully constructed and widely disseminated strategic visions” currently extant: National Military Strategy and Base Force of the Secretary of Defense and Chairman of the Joint Chiefs of Staff; the Air Force’s Global Reach, Global Power, and the Army’s update of Air Land Battle—all of these work. At present we have no Navy equivalent. We have a marvelous Navy, absolutely vital to the existence of the nation, but we have not been able to say to ourselves—nor to anyone else—what the U.S. Navy does, what it should look like, or why we even need a navy. In the ongoing contest for roles and missions we are getting our butts kicked.
We need a message. But not just any message will do, nor is its crafting merely a minor detail. Our message should have certain characteristics, and it should be built in a way that ensures its survival:
► Give the message a name. Keep the same name all the time. Let the message evolve and the messengers change, but keep the name. No name will be perfect, but changing buzz words every few months is ludicrous.
► Leadership is the critical component.
A marvelous descriptive phrase for what we need is “rhetorical leadership.” Our message must come from the top down, and it must be repeated again and again by both our uniformed and civilian leaders, singing in chorus. Any question from any source must get the same clear answer. Every time a Navy leader gets in front of a microphone or picks up a pen, the same message has to come out. No message—even a brilliant one—can endure without the full commitment of all the Navy’s leadership.
>■ Build the message the right way. This thing can’t be put together by a committee or a bureaucracy. Every time we try this, we get pablum. The way we’ve built sound messages and plans, from the beginnings of War Plan Orange to the full flower of the Maritime Strategy, has first been to task a few smart, experienced mid-grade officers: to draft the product; to pulse simultaneously the fleets, schools, and staffs; and then personally to move it up a very short, vertical chain all the way to the top. Then the Navy’s top leaders must sell it collectively and gather support for it among senior leadership of those same fleets, schools, and staffs, including those of the Marines.
- Package the message properly. We need a secret version, to show the insiders we’re serious. We also need an unclassified version, to shape the debate everywhere we can within the Navy and outside the service. (Admiral Sherman’s failure lay in not presenting his message outside of a tight security circle. Our message should be the engine pulling the Navy forward. This won’t happen in a vacuum.)
- Keep the message simple. We have a lot to put in this message but it has to be understandable on its own terms. This argues for simplicity, as we had in the basic outline of the Maritime Strategy. Eschew obfuscating prolixity and gratuitous redundancy—please!
- Don’t get bogged down in hardware. The beauty of the Maritime Strategy was its use of “warfare areas” as the basic coin, with platform-think subordinated. Geography, geopolitics, global interests, national character, the military value of freedom of the sea, and the unique nature of war at sea and from the sea are proper elements of the message, either implicit or stated explicitly. Keep the hardware on the sidelines.
>■ Be resonant with shared naval concepts. The March 1992 Proceedings article “It’s War With Anastasia” attempted to capture in a structured way the shared beliefs that Navy officers bring to strategy and warfare. Such themes are broadly understood in the Navy, and should form the foundation on which the message is built.
- Be resonant with history. This period of Navy confusion is not unprecedented. The historical record suggests that the dear-threat, clear-response character of the Navy in the Cold War was much rarer than today’s milling about. But the Maritime Strategy, as a vehicle for the Navy message, itself had precedents. Mahan’s polemics created the modern Navy and gave us shared values that persist today. War Plan Orange corralled Navy thought for at least 35 years. The visions of Admiral Sherman and his contemporaries set the Navy on course for the Cold War. In this century, the Navy always has had a message—or has had the need to articulate one. We need to articulate one right now. History can help us start.
>■ Speak with one voice. In crafting our message and getting it out, we will be forced to deal with the most pernicious evil of today’s Navy: community-ism. When it was raining nickels and there was plenty of money for everyone, platform primacy did not affect survival. But now in this time of scarcity we face a certain choice: either community or Navy. The answer for the United States must be “Navy,” of course, but that need not submerge totally our community interests or identity. Instead we need to do within the Navy what Goldwater-Nichols has done among the services. To use a wonderful term from a Naval Postgraduate School lieutenant, we need inner jointness, which advocates a cross-functional approach (recognize the term from Deming?) that subordinates community themes to a broader blue-suit understanding. If we continue to put community interests above Navy, we are dead. The message that each community needs is the one we should be crafting; a single Navy message for one Navy.
- Answer the critics; address the automatic doubts. Critics will have two strong comments. One is that the Navy is too fractionalized for anyone to believe a putatively cohesive single message from the Navy. The answer to that is inner jointness, which puts all the communities and all the leaders in harness. The second certain criticism is that—whatever our words—the Navy really intends to go it alone. To respond to this we need a distinctly joint message. Jointness is here to stay. America wants its Navy to fight jointly, so every paragraph must tip its hat to jointness. We have to demonstrate the truth: that we are part of the overall defense, that we support the broad defense interests of the nation, that we are fully integrated with and part of the overall military strategy; and that we complement the other services, not rival them.
>■ Be resonant with the current winning message in defense. The theme of the Maritime Strategy was defeat of the Soviets at all levels of conflict. It meshed perfectly with overall defense policy, intelligence estimates, and national strategy. Its themes were absolutely resonant with the messages of higher echelons and those of sister services and agencies. We always gain strength when we can link to higher messages, to prove what we’re saying is worth hearing in broad context. Seamless coherence with overall defense themes also is a necessary characteristic of the message. (The articles, testimony, and speeches of Secretary of Defense Dick Cheney and Chairman Colin Powell of the Joint Chiefs of Staff offer a strong architecture. General Powell’s vision is an especially lucid argument for a sound defense plan. We should seriously consider adopting the structure and vocabulary of these formulations in developing the Navy message. Dr. Jim Tritten showed us how in July’s Submarine Review.)
- Anticipate potential changes to the current winning message in defense. But let’s not link it too closely to higher themes. We’ll need to detune the Navy message ever so slightly, so it doesn’t depend critically on politics or the precise formulation it’s tied to, and so we can let our message evolve to stay with changing world conditions—including changes in the senior defense leadership. We must
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avoid being torpedoed by our own message, as we would be if we failed to build in a certain amount of flexibility and resilience.
- Stay the course. Our message should reflect broad and enduring naval themes, not the narrow views of a specific set of incumbent Navy leaders (recall that the Maritime Strategy advanced through at least three Secretaries of the Navy and as many Chiefs of Naval Operations). The Army’s successful and continuously updated message, AirLand Battle, has been around since 1982. It is institutionalized in the field manual FM 100-5 and in every training and education course in the Army. We must do the same with our message. We need to write a “keeper.” Then we need to keep it until world events and national security policy mandate a change.
- Get everybody on board. Internal marketing and tight discipline are paramount to success; we must bring the entire Navy leadership into support of this message. In practical terms, this means that we let all leaders provide inputs and chop on it—coordinating with, convincing, and coopting the fleet commanders, the Marine Corps leadership, the Unified commanders, and the new OpNav staff before we go final.
- Market the message. We need to push the message into every place that can support it. We need: to get the Navy informed about the game plan and the need for all to get on board; to connect with key congressional leaders, Hill staffers, media elites, academics, defense writers, et al., to focus external thinking on the message; to institutionalize the message in Navy schools, service colleges, training courses, warfare publications, and war plans; and to be singleminded in pushing this vision in joint dealings at both CinC and JCS levels, to wire the message into higher-level plans and documents.
^ Drive everything with the message. Is the Navy message a strategy, a force-planning guide, a resource allocation model, a research and development template, an operational scheme, a public-relations message, or a congressional argument? Yes. Our message, beginning with strategy, becomes the way all other arguments are made. It’s a tiebreaker. It’s the theme and the vision for all our planning. It’s the way we decide where money goes and what the money goes for—so it’s the way the smart guys argue for their programs. It’s the reinforcing wraparound for all our dialogue with the other services, the Joint Staff, Congress, Office of Secretary of Defense, and the public.
^ Protect the message. One beauty of the Maritime Strategy was that the entire Navy felt the ownership of it. We need that spirit for the new message, too—a protective Sense that this is our collective statement and that we should not undercut it by shooting at our own feet. But what of the improvements, the evolutionary refinements the message that we experienced with the Maritime Strategy? Yes, we will need constant review and tor- Ward movement because this should be a living mesSage, and continually adding better ideas is important. But We must move it forward very carefully—not at the expense of Navy solidarity. Free-lancing will kill us. The way to improve the message is to improve it internally.
and not have senior officers argue with it in public or challenge it with a different product. The various elements of the Navy should let the message evolve through a dynamic but orderly process of continuous improvement, resident in the OpNav staff. We must resolve our problems with the message from within the system and maintain a united front to the outside world. Here again, leadership will be critical.
- Only one tnessage. It seems that the entire naval establishment is in the message business today—with nearly every Navy power center and bicycle shop in the Pentagon and the Fleet writing its own version of what the Navy should be saying. Fleet commanders float their trial balloons. Senior speechwriters labor independently. The submarine force has produced a new vision statement of its own. The Total Quality Leadership office has a vision statement. The CNO Executive Panel has published a Navy Policy Book with little fanfare. Deputy Chief of Naval Operations for Plans, Policy and Operations (OP-06) has toiled for years to get out its version of the message, with drafts cascading upon drafts. Other baronies have circulated their own rival claimants. Let’s face it: we are building a Tower of Babel—but there’s no architecture. Little thought connects one document to the next. Each seems to have been written on its own planet. The authors come from tribes that have seldom met, except in battle.
- Timing is everything. Navy Secretary John Lehman launched public discussion of the Maritime Strategy at the very start of the Reagan-Weinberger-Lehman era. General Powell had the Base Force Concept on the street by the end of his first year in office, Joint Pub I on the street at the end of his second year, and the National Military Strategy out with almost two years left on his watch. Both had lots of time to repeat—and institutionalize—their messages. Our timing was fine on “The Way Ahead” article (Proceedings, April 1991), but the Navy Policy Book had the bad luck to be signed out by Secretary of Navy H. Lawrence Garrett just months before he left office. It can do the Navy little good to launch its message in the midst of a major convulsion—such as Tailhook—or shortly before major changes in our National Command Authority or Navy leadership. But if that’s when the message must be released, then the requirements to be loud, consistent, and repetitive become all the more powerful. And any document with yesterday’s signatures on it will have to be updated, turned around, and put back out on the street immediately, if it is to have lasting effect.
To sum up—multiple messages are no message at all. We must form ranks and march as one Navy, with one message and one vision. Our uncertain future hangs on it.
Captain Swartz recently completed duty as Special Assistant to the Chairman of the Joint Chiefs of Staff and is now a fellow at the Center tor Naval Analyses. In earlier tours he participated in the development o the Maritime Strategy and NATO’s Concept of Maritime Opeiations.
ain Byron is the Commanding Officer, Naval Ordnance Test Unit ipe Canaveral. Previously, he served on the faculty of The Nationa College, teaching military strategy.