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The authors have chosen nine broad categories of tasks with which a shipboard officer must concern himself, whether at sea or in port. Were you to be asked to arrange these chores in order of importance, how would you rate them? The authors’ priority list might surprise you—-just as yours might surprise them.
Today, U.S. Navy officers at sea are largely administrative fire fighters, all laboring under a common and fundamental problem: there are simply not sufficient hours in the day to reasonably and conscientiously meet the myriad demands on their time. Much of this time is spent trying to stay afloat in a frustrating morass of ever-shifting priorities. Monday’s “number-one” priority may be overtaken by Friday by several other “number-one” priorities intermingled with the usual assorted daily crises.
On board ship, crisis management has become a way of life; “short fuses” are the rule rather than the exception. Leadership manuals, the Division Officer’s Guide, and Navy Regulations do not specify guidelines for dealing with the pervasive “flap and flail” mentality. A “horizontal” priority system has given rise to conflicting demands for limited resources. The chain of command structure is becoming increasingly wasteful through “over-management” at all levels.
There are several reasons why the structure and ingrained tradition of the Navy often preclude a clear articulation of priorities on board ship:
► Maintaining Flexibility—Establishing a standing list of priorities calls for hard decisions. Avoidance of a clear-cut declaration of priorities can keep most of
the people happy most of the time, but fixed lists—unless carefully developed and kept broad— tend to ruffle feathers by subordinating one goal, one department, or one individual to another.
► The Focus of Staff Attention—Staffs manage by exception. In focusing on problems, it is clear that something must be given up to dedicate resources to a new problem. The determination that “X is our most pressing problem” is seldom accompanied by the corollary that “therefore Y is now a secondary problem.” The system established to solve problem Y remains in effect, requiring paperwork, inspections (often euphemistically called “assist visits”), and the attention of those who remember only that Y has not been officially downgraded from “top priority.” Hence, standard operating procedures, instructions, and standing organizations developed to solve problems remain long after the desired result has been achieved.
► Bureaupathology—Many naval procedures still bear the mark of “wooden ships and iron men.” Tradition becomes rhetoric, and new ideas, methods, or systems are often ignored, establishing a breeding ground which eventually invokes “Parkinson’s Law”—that dictum which states that work expands so as to fill the time available for its completion.
As a result of all these factors, the shipboard officer frequently finds himself in an environment in which the priority system simply has not been articulated. We believe that it is necessary to solve daily problems by establishing a system of priorities and making it work.
Setting Priorities—Current Climate: Usually a shipboard officer’s primary billet can be divided into his administrative responsibilities (division officer, department head, etc.) and his operational assignment (communications officer, main propulsion assistant, gunnery officer, etc.). Additionally, he is charged with several collateral duties and is required to achieve special qualifications for his professional development. As a result, he often (if not always) finds a mass of conflicting requirements: the captain inquiring about the progress of officer of the deck qualifications, the executive officer pinging on him for contributions to the monthly ship’s familygram, department heads demanding plans for the next week’s training program, the operations officer advising everyone to bone up on the operation order for next month’s exercise, the chief explaining the problems with a piece of equipment, and assorted correspondence, reports, and messages due—all in a single day! What does he do first? Most officers who have served in ships will recognize the “crunch” just described as the normal flap-state that exists at most times on board most ships. But good grief, Charlie Brown, there must be some other way!
In order to cope with this state of affairs, it would be helpful if the officer could define a longer rang6 framework by which he can determine his priorities under any conditions—even those just described—at any time. Developing such a list may not eliminate “flails,” “glitches,” and “crunches,” but it may help to control them, and in some cases may prevent then1 from occurring quite so often. In any case, an office1 may at least know what to do first.
In order to begin listing tasks in some sort of priority order, it is important to think first abou1 those responsibilities which are of an ongoing and fixed nature. Maintenance programs, damage control, shipboard cleanliness, and division organization all are enduring, while fleet exercises, inspection and major shipyard/tender availabilities are more periodic in nature. The key seems to be to establish priorities so that the routine is done automatically' We propose the following nine broad categories of tasks in an order which, it should be stressed, wiH not change regardless of whether the ship is in p°ft or under way, deployed or at home, in overhaul ot operating:
► Priority #1: Personnel Management: The fact th*1 “people are our most important asset” is general!) used to justify every new program which is even fe' motely related to people as immediately warranting3 “top priority” label. But we are speaking here only 0 routine and ongoing circumstances such as division3* or departmental organization, the detailing of re’ sponsibilities, personal counseling, and the promP1 processing of personal requests, reports, and record5' In addition, “people-consciousness” includes ship’s services: laundry, barber shop, ship’s stofe' and the general mess.
There are few things which irritate crew member more than to be constantly proceeding from °ne crisis to another, to be unexpectedly called upon c° participate in working parties, to be inserted into watch bill without notice, or to have their duty seC tions changed repeatedly. Those who believe the5e inconveniences are inevitable are simply too lazy t0 plan sufficiently to avoid them. Personnel manage ment is probably an officer’s most important job-
► Priority #2: Damage Control: After the ship bu^' up around you, all the equipment, training sche ules, and operation orders in the fleet are not g°^ to help. Bluntly put, preparedness to save the sh1?' at any hour, under any conditions, against threat, is a life-and-death matter. Damage contf0 rates our second priority.
^ Priority #3/ Equipment Maintenance: Since modern naval ships depend on sophisticated equipment from the deckplates to the mast, any inoperative gear can ln some way limit the ship in executing her assigned Mission. Proper maintenance consists of three interre- tated programs: preventive maintenance, corrective Maintenance, and training. All the technicians’ time Cannot be obligated to scheduled maintenance. Al- h'wance must be made for casualties and both on- che-job training and off-ship training. The officer ^ho postpones or avoids schooling his technicians ecause of high preventive and corrective maintenance levels may only be postponing his problems, ^nd the problems will intensify if his technicians f*erceive themselves falling behind their peers in adVancement opportunities or feel limited because they *re assigned to work on only one type of equipment.
* Priority #4: Cleanliness: Most sailors consider r°utine cleanliness to be boring, menial, and largely lrrelevant. Too often, officers tend to agree. Yet COrT>manding officers and executive officers keep joshing it. Why? Not because it is just one of those a°g-eared Navy traditions. It is because cleanliness is a state of mind. A clean ship looks smart. And it °es not get that way unless her men care enough in e first place—care about themselves as individuals, Care about their ship, and care about their living and irking conditions.
Cleanliness does not require an excessive dedica-
Looking out for your men includes keeping sailors in touch with life ashore as well as life on board ship. Here, a traffic officer conducts a lecture on highway safety for a group of men at sea. The men of the USS Bronstein (background) will receive the same lecture.
tion of resources. Often, too many men are assigned to a particular task, or too much time is allotted for the job to be done. It is important to prevent overassigning assets to routine cleaning functions, thus keeping as many men as possible free for more operational activities. The key word in maintaining high standards of cleanliness is routine: routine sweep- downs, routine daily cleanup, routine watch-to- watch activities to ensure continual tidiness, and routine daily inspections. “Sweepers,” for example, can serve as any officer’s test for cleanliness. He should not have to go look; he should know it is happening.
► Priority #3/ Specialty Training: Effective rate training includes a balance of off-ship schooling, formal on-board training, rate-oriented personnel qualification standards (PQS), on-the-job training, and drills. A comprehensive on-board program can be maintained effectively to a point, but off-ship schools are necessary to maintain technician efficiency at the state-of-the-art and to provide the concentration required for learning new material. PQS is an effective tool for guiding and measuring an individual’s progress in basic training, including schools, formal instruction, and on-the-job training. Routine drills provide a realistic setting in which each man can practice and demonstrate his own expertise. (In port emergency drills we consider under priority #2.) The final step in the basic rate training cycle can often be accomplished effectively in a formal trainer. The inconvenience of not being able to use one’s own physical plant is often offset by avoiding routine matters such as watch standing, working parties, and housekeeping chores.
► Priority #6: Operational Training: A ship’s operations are not limited to those under way. Whether forthcoming operations include an overhaul, refresher training, a major inspection, or a deployment, some amount and manner of training will be required in order to get maximum benefit and maximum crew performance. Operational training refers not only to cross training and team training; it is training above the basic level, and it is directed toward some specific objective. Often, the most difficult aspect of planning is to arrange the schedule so that the ship is preparing for only one major event at a time. This may not be possible in all cases, and one may find inspections scheduled around or simultaneously with fleet operations. Sometimes, however, conflicting demands can be rearranged if the "glitches” are discovered early. If not, the job of the shipboard officer remains that of putting his work in priority order so there is a logical progression from the planning through training to the evolution. Hard choices are necessary if priorities are to be observed, and, as often as not, it is the division officer/department head/executive officer who is in the best position to make them.
► Priority #7: Major Preservation: Major preservation efforts are usually keyed to extended upkeep periods which may range from routine in-port periods to tender availabilities and restricted availabilities.1 Major preservation has been listed in a separate category for a special reason. At all times, it is desirable to have all equipment working and to have spaces looking shipshape. However, at some point it becomes necessary to get under way, to open the ship for visitors or inspections, or to begin the next major evolution, and the ship must go with what she has. Doing the best with what you have suggests that training at some point invariably takes precedence over maintenance functions. All other things being equal, a well-trained crew can usually do a better job with less equipment than can a poorly trained one with more equipment. We, therefore, have set our priorities so that major operational functions take precedence over major maintenance. In a war-fighting organization, there can be no other way.
► Priority #8: Physical Fitness: We consider physical fitness to be an important aspect of any management system. Properly planned and supervised, exercise adds to a spirit of teamwork within divisions, improves morale, and adds balance to the routine schedule. Additionally, physical training channels frustrations and anxiety reasonably, preventing inadvertent displacement of pent-up emotions. Activities are not limited to physical fitness, although exercise does provide a clear break from all other forms of work and thus lends freshness to the individual’s approach to work. While some may count man-hours spent in physical fitness "lost,” most people recognize that output (achievement of objectives) and not input (man-hours) is the proper measure of effectiveness.
► Priority #9: Special Programs: At any given time, one is likely to find the “top priority” label affixed to drug abuse, racial awareness, general security, general military training, or many others. Over the past
'Regular overhauls are considered to be one form of ''operational" activities such as deployments, refresher training periods, and major operations.
decade, each of these has had its turn as the number one priority, and all still remain important. But they cannot all be "number one,” especially when contrasted with the previously listed priorities. General awareness programs are important and should be executed thoroughly and conscientiously, but the priority which we have assigned them suggests that, where necessary, they may have to be held in abeyance to allow sufficient time for other important activities. The dilemma facing today’s officer is to make the time for them, not to deal them away from the bottom of the deck.
Four points seem to hold the key to effective implementation of the above system of priorities:
► Results must he the measure of success, not the process (or even the priority system) by which fixed levels are to be obtained. There is little disagreement in principle with this argument, but as Commander Robert E. Mumford so clearly pointed out, there is now a persistent and pervasive pressure to emphasize the procedures rather than the objectives.2 Instead o( waiting for standards of performance to be handed down from above, division officers must take the initiative if “The Problem” (to use Mumford’s term) is to be reversed.
► In developing any priority system, hard choice* must be made in advance. Theoretically, it is easier to make those choices before push comes to shove tha° after. Moreover, once the choices are made and the list is established, the division officer has to be pre" pared to defend and support the reasoning on which his list is based.
► The critical point in the priority system described is that the division officer must delegate the execution of ongoing and basic functions to his assistants. Although he must remain aware of status and progress in nil areas for which he is responsible, he should do so °n fundamental and repetitive items (PQS, preventive ; maintenance, record-keeping, etc.) by a system diligent spot checks, inspections, and reports. Only by keeping himself free from minutiae is he able t0 devote himself adequately to his own primary billet’ which includes functions closely paralleled by opefa' tional training and major maintenance evolutions- The division officer, in short, sees to it that the routine occurs “in automatic” so that he can concentrate on the unexpected, on special events, and 0(1 broader issues which affect his department or
ship as a whole.
► The divison officer’s main task, therefore, is to pla* and coordinate, not to administer the details. Ship5
2Robert E. Mumford, “Get off my Back, Sir!” United States Naval tute Proceedings, August 1977, pp. 18-23.
Proceedings / February 1
operations and the operational training of men, major maintenance, and special programs all require e*tensive planning which often only the division officer can provide. They require coordination with other divisions or departments which the division officer should properly do. The division officer who works directly out of his “in" box is already well behind in his main job.
Any system which attempts to resolve existing ills 'Oust be recognized as one approach, not as a panacea which will suddenly end the management problems Which challenge today’s division officer. However, almost any system of priorities is probably better than none. The challenge for each shipboard officer is to develop a system which fits within the framework °fi his commanding officer’s policy. If division offiCers conscientiously organize their thinking, set forth choir own goals, and shape their responsibilities into a deliberate, written framework, they are likely to find themselves not working so desperately, faced With fewer “flails,” and feeling that they are the masters of their work, not vice versa.
Conclusion: Rather than summarizing the priority Astern, we offer the following ten “rules.”
, ■ Plan. Stay out in front of your work. Make time lfl advance. Anticipate. Don’t get trapped into work- ln8 out of your “in” box. Set and meet your own 8°als, standards, and deadlines. Set your priorities and work by a system.
2- Delegate. There is simply too much to do for any- °ne to do it all. Trying to supervise the details means y°u are missing the big picture. Your performance spends on people. Train them, tend them, support chem, lead them, listen to them, and count on them. ^ Communicate. Communicate downward: tell your Pe°ple what to expect and what is expected of them. Communicate upward: advise, question, dissent if aPpropriate. Advise if you have fouled up or if you Cannot meet a deadline, and then get back to rectify-
n8 the situation.
• Work. The harder you work, the luckier you will e- If you are coasting, you are probably going ^°wnhill. The old adage that “the difficult we do "^mediately, the impossible takes a little longer” St,fi applies. Keep away from the mundane so you be able to concentrate on the important.
' Advise. Don’t be afraid to ask why or to point out Problems. In unanimity there may be uncritical P'oking or lack of concern. Develop your own views state them clearly. In hearing proposals, listen °r what might be missing, and point it out if it is a
Problem.
' Test. Bounce your ideas off your peers for different perspectives, criticism, or merely the practice of stating them. No idea will appeal to everyone, but don’t cut people out just because they will differ. If you are not criticized, it may be that you are not doing or saying anything worth criticizing.
7. Preserve. Keep yourself fit and fresh. Anticipate that something may happen which will require your full faculties and be ready for it. Preserve your own options and also those of your boss, but when you go to the boss for a decision, try to come away with one. Present the options and the issue so that a decision is possible.
8. Balance. Don’t be consumed by your job. Expand your knowledge. Vary the focus of your attention. Don’t overcontrol. Stay loose.
9. Enjoy. The naval profession is unique. Enjoy it, give the most to it, and get the most from it. Keep your sense of humor. Take advantage of the opportunities which the service provides.
10. Never have more than ten rules. Review them and your priorities regularly to make sure they are working. Let your subordinates know what your own rules and priorities are so they will know the system by which you lead and can plan accordingly.
Lieutenant Commander McGruther was graduated from Dartmouth College in 1965 and received his master’s degree in political science (strategic studies) from Brown University in June 1978. He has served in the USS Loyalty (MSO-457), USS Hissem (DER-400), USS Roark (FF-1053), and USS Leahy (CG-16). He has also had a tour with the Office of the CNO and was distinction from the Naval War College in 1974. He recently served on the Naval Force Planning Study before reporting to his current assignment as executive officer of the USS Joseph Strauss (DDG- 16). Lieutenant Commander McGruther was the first winner of the Admiral Colbert Memorial Professional Prize Essay and has had articles published in the Naval War College Review and the Proceedings. Included was “The Dilemma of the U. S. Pacific Fleet” (June 1978 Proceedings) which won first honorable mention in the General Prize Essay Contest.
Lieutenant Commander Morse, also a Dartmouth graduate, received a B.A. in English in 1970. His initial tour after commissioning was in the weapons/deck department of the USS Chicago (CG-11). After serving as executive officer of the USS Canon (PG-90) and as operations/plans officer on the staff of Coastal Squadron Three, he attended Destroyer School at Newport in 1973-1974. He served as engineer officer in the USS Damato (DD-871) until 1976. Since then, he has been at the Naval War College, first at the Center for Advanced Research and now as aide to the president, Vice Admiral James B. Stockdale. Lieutenant Commander Morse is working toward his M.B.A. degree from Bryant College.