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The Rise and Fall of British Naval Mastery
Paul M. Kennedy. New York: Charles Scribners’s Sons, 1976. 405 pp. Maps. Bib. $15.00.
Reviewed by Rear Admiral Edward Wegener, Federal German Navy (Retired)
(Rear Admiral Edward Wegener was Commander, NATO Naval Forces, Baltic Approaches, from 1963 until he retired in 1965. During World War II, he was assigned fitting-out duty in the heavy cruiser Admiral Hipper and served as gunnery officer through all her war action, until February 1943. At the time of the Normandy invasion, he was operations officer on the Naval Staff, West, in Paris. From October 1944 until the end of the war, he was staff operations officer in the Fleet Command'. Since retirement Admiral Wegener has been active as a writer on naval subjects and is the author of the Naval Institute Press book. The Soviet Naval Offensive.)
Paul M. Kennedy, Professor of British History at the University of East Anglia, Norwich, England, has for a number of years been publishing studies on the history of British sea power and of the British Empire. All of these have been of great interest by themselves, but they now turn out to have been mere preliminary exercises for a more grandiose and comprehensive endeavor. The history of British supremacy at sea is, at the same time, the history of the British Empire—
Even as Queen Victoria reviewed her fleet in 1853, forces were in motion which would spell the end of British naval mastery.
one period of universal history which one readily assumes one knows well, but which is here treated not only with scientific rigor, but with a most impressive succinctness and under totally new aspects.
The glorious period of ascension, complete with victories and heroes, between the days of Queen Elizabeth and the Congress of Vienna, fascinates the reader again and again. The novel element in Kennedy’s presentation is that he manages to demonstrate, even during this phase of rise, the origins of the later decline. Like A. T. Mahan, he perceives of this epoch as the era of “classic mastery of the sea,” but he also recognizes that the postColumbian era with its power vacuums overseas presented a unique opportunity for the naval powers of the time. Favored by an insular position, Britain managed to do away with all her continental European rivals one after the other. And, aided by the wealth which she drew from her overseas trade, her colonies, and her industrial leadership position, she succeeded in establishing a global hegemony at sea such as the world had never seen before.
But this Pax Britannica and the fleet which assured its continuity, no matter how indestructible they seemed at the time, reposed on foundations which, in reality, could not endure very long. The system of free trade which was so highly beneficial to Britain’s economy (and to the economies of all other civilized countries) generated increasing competition for Britain’s overseas trade; under the auspices of the modern concepts of sovereignty and self-determination the colonial empire became increasingly shaky; and her industrial advance over other industrial powers could not be made to last forever. When, as a result of these developments, England’s financial resources became gradually strained, the economic basis for British mastery of the sea became correspondingly ever more precarious. Thus, for the trained eye of today’s scholar, the harbingers of decline began to make their appearance even
at the apogee of the Pax Britannica, well within the 19th century.
When Germany, Japan, and the United States also began to equip themselves with battleship fleets, British naval mastery ceased to be of a global nature. Britain was forced to build an oversized war fleet and to concentrate it on only one of her opponents. This implied, then imperceptible, power concessions to the other two competitors. In order to maintain the balance of power on the European continent, a vital concept for her survival, Britain had to wage two world wars which dissipated her wealth and caused the successive decline of her naval mastery.
From this vantage point of historical analysis, questions of principle come to mind. Kennedy interprets the technical revolutions in the traditional configuration of naval war, as symbolized by submarines and aircraft, as a “decay of seapower.” Likewise, he assumes a weakening of sea power, in principle at least, as a consequence of increased mobility on land, be it in a military or an economic context, and of the arrival of huge land armies which, he argues, shift the emphasis of power contests away from the sea and onto the land.
We must concede to the author that the political and military impact of sea power has changed since the “classical period.” However, it appears questionable to this reviewer whether this development should be termed a decay only because the process of change worked to the disadvantage of Great Britain. Today, when traffic at sea has attained unprecedented dimensions and has become of vital significance to even a larger number of countries, sea power has hardly lost in effectiveness. On the other hand, Kennedy is right when he states that the sea power of today’s superpowers, the United States and the Soviet Union, both endowed with immense resources within their own borders, reposes on far less shaky foundations than that of Britain in her time, and that consequently a profound change in the nature of sea power and mastery of the sea has taken place.
The Rise and Pall of British Naval
Mastery ranks as a conceptual study which, far even beyond its fascinating description of a given historical period, motivates one to rethink problems of sea power in past, present, and future. With that, it is an extraordinary and highly important achievement. At this level of analysis, the decline of British sea power, apart from occasional errors and deficiencies, appears as a case of inescapable destiny, imbedded in the larger developments of world history. That does in no way diminish our admiration for its erstwhile grandeur and the men who brought it about.
The Crucial Years, 1939-1941: The World at War—From the Beginning through Pearl Harbor
Hanson W. Baldwin. New York: Harper & Row, 1976. 499 pp. Maps. Bib.
$20.00 ($16.00).
The Last European War: September 1939-December 1941
John Lukacs. Garden City, New York: Anchor Press/Doubleday, 1976. 562 pp. Ulus. Bib. $15.00.
Reviewed by Colonel Jeremiah O’Leary, U. S. Marine Corps Reserve
(Colonel O'Leary is commander of the 4th Civil Affairs Group, 4th Marine (Reserve) Division, and State Department correspondent for The Washington Star. He fought in World War II and Korea.)
When two eminent historians set forth simultaneously to write an aggregate of 1,061 pages about the same September, 1939—December, 1941 time frame, they are bound to come up with some fairly similar accounts. This is especially true of World War II, about which there are likely few remaining undisclosed secrets.
One is left then with two distinctions: style and conclusions drawn. When Baldwin writes that it is now clear that it was not in the interest of the United States to help one menace (i.e. Soviet Russia) to replace another (Hitler’s Germany), it is pardonable to ask rhetorically: so what else is new? So much for conclusions, hindsight, and second guessing. At any given time in the course of the war, American leaders made decisions they doubtless thought were right and many of them turned out to be wrong.
But style, narrative skill, and research are palpable skills that can make or break a story, even one so well-known as the history of the days from the invasion of Poland to Pearl Harbor. Baldwin, the trained reporter and speaking acquaintance of many of the key figures, writes the sharp, clear prose that marks The New York Times. It is not in a class with the beautiful language of Bruce Catton writing about another war, but it does the job.
Lukacs is just as good on his narrative, mind-boggling on his research, and a good deal more judgmental in his reporting. He never hesitates to pronounce a Churchill right and a Halifax wrong. Baldwin is more the analyst; Lukacs more the pedagogue. Both contribute to thought and understanding about the passage of events that seemed so mysterious at the time and so piercingly simple with the 20-20 vision of hindsight.
And this kind of analysis-judgment is perfectly valid. Who has not wondered why certain decisions were made and, in some cases, why other leaders did not move heaven and earth to prevent them? I have never understood, for example, why the Marines had to take Peleliu, except that MacArthur insisted on coverage of his flank when the Philippines were to be liberated. And if it had to be done in the Palaus, why bloody two whole divisions at Peleliu when there were lightly defended places in the island chain that could have been used to the same result?
Someday I should like to see a book that does nothing but second guess the World War II commanders. But who is the expert capable of this— Weyand, Haig, Brown, Zumwalt?
This point of style raises one final thought. Professional historians appear to feel that to be taken seriously they must belabor the reader with footnotes and back-of-the-book notes and sources. I think this is swell for text books but infuriating for the general reader who is not planning a book of his own or seeking a degree. Lukacs scarcely lets a page pass without a plethora of ibids, citations, further explanations. All of them could, for ease of reading, have been incorporated in his sentences of text.
Baldwin’s practice is almost as irritating. He uses the little numbers that refer by chapters to the back of the book and force the reader to flip to and fro in search of an authority that is almost never worth the interruptive trip.
One could wish that celebrated authors on the heavy duty of writing about wars would permit the reader to assume that they did their research without having to prove it on every everlasting page.
The World War II buff, and I am one of them, will like and profit from both these tomes. They bring back in vivid detail a period through which a diminishing number of us lived and fought. Perhaps, in making our own judgments with the benefit of so vast an amount of information, we will make wiser judgments about the dilemmas of today that have not yet been played out to a conclusion.
Pictorial History of the German Navy in World War II
Edward P. Von der Porten. New York: Thomas Y. Crowell Co., 1976. 368 pp. Maps. Illus. Bib. $17.50 (114.00).
German Warships of the Second World War
H. T. Lenton. New York: Arco Publishing Co., 1976. 397 pp. Illus. Bib. $19.95.
Reviewed by Captain Kenneth W. Estes, U. S. Marine Corps
(Captain Estes is a faculty member of the History Department of the US. Naval Academy, from which he graduated in 1969. He is a Marine Tank Officer and holds an A.M. in History from Duke University. He contributed recently to the Naval Institute’s Combat Fleets of the World and has published essays and book reviews in the Proceedings and Marine Corps Gazette.)
Von der Porten’s book is a reissue of his earlier German Navy in World War II (1969) with greatly expanded photo coverage and some minor revisions of text. Clearly, it is a most readable and comprehensive general survey of the German Navy’s operational experience in the last world war. In fact, it may be regarded as a masterful synthesis of the historical and journalistic writing of the last 20 years.
As a survey and as a synthesis, this volume reveals no new or startling material. Von der Porten has relied exclusively upon published sources, mostly in the English language. He implies that he has gained much insight from interviews with retired German officers and German publications, but only one German work is cited in the scanty footnote section. He has, therefore, made no use of the extensive records of the Kriegsmarine held in Freiburg and microfilmed by British and American archivists. Thus, this book is intended for the general reader and naval enthusiast, and not the serious scholar.
Nevertheless, this book had to be written. Over 20 years have elapsed since Admiral Ruge wrote the first adequate summary of German naval operations and strategy in World War II, and much historical scholarship has revealed interesting interpretations of German naval doctrine, planning, leadership, technology, and bureaucracy. One must specifically question, however, whether enough of this literature has in fact been consulted.
The photographs present an important visual record complementing the text. Over half of them have been previously overpublished, though. The maps are barely adequate to demonstrate the general course of naval actions. As a coffee-table book, it will meet the needs of most collectors of naval literature.
The Lenton book is of course a more narrowly-focused work, one of a growing number of ship-data books that appeals, for the most part, to buffs, collectors, and hobbyists. A combination of several earlier volumes, this book also promises short descriptions of ship types with technical data, dates, and photographs.
While it is certainly crammed with information, this volume also reflects the compromised nature of all such publications. The descriptions are quite terse and are fitted with the data into narrow columns, leaving nearly one third of each page as margins. This visual display is further aggravated by type variations which leave the reader virtually exhausted while only halfway through the book.
Another compromise was reached in the emphasis placed upon the various categories of fleet units. The surface warships, which often tied down more enemy tonnage than the submarine force, are afforded only 80 pages of analysis while the U-boats receive more than double the treatment and auxiliaries about a third more coverage. Part of the reason for this division of attention is the fascination of ship buffs with the proposed or experimental projects which never reached operational status, but still intrigue the “what-if’ analyst. If such books are ever to approach their avowed purpose of enriching naval history with the “comprehensive details of the warships of the navies,” they probably ought to devote their cost-limited pages to vessels which entered service in order to properly assess the technology and innovation which actually contributed to naval affairs. Given the propensity of German research and development to deal in diffuse projects and conditions approaching unreality, such restraint would be most applicable in this case. However, the editor has sensed that “for a complete appreciation the unfulfilled projected programmes are equally important in illustrating the immense effort needed to secure victory at sea.” Somehow, this concept doesn’t ring true.
Profusely illustrated and full of statistics, German Warships effectively catalogues the ships and submersibles of the German Navy. Anyone interested in a definitive study of German naval architecture, technology, and weaponry must keep looking.
A Naval Institute Press Book
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Valour Fore &Aft
ADVENTURES OF THE SLOOP PROVIDENCE irn-mi
HOPE RIDER
Valour Fore & Aft
ADVENTURES OF THE SLOOP PROVIDENCE,
1772-1779
By Hope S. Rider
The saga of the Continental Sloop Providence, formerly Katy of the Navy of Rhode Island, is a compilation of historic “firsts”—the first colonial flagship, firing the first broadside of the war at sea, first choice of both George Washington and the Continental Congress to perform naval service, the first naval vessel to land the first marines, and the first to fly the Stars and Stripes over foreign territory. But the Providence perhaps provided a more significant service as a proving ground for her captains. From her broad quarterdeck were launched some of the proudest careers in the history of the early navy, including that of John Paul Jones.
While the Providence’s service in the cause of freedom ended with her destruction, this chronicle of her adventures serves to keep alive the memory of the men who dared to defy the British Navy, the mightiest in the world. The author has utilized hitherto unpublished little known material to create a stirring tribute to the unconquerable spirit of the men and ships in the days of fighting sail—a salute to valour fore and aft.
1976. 208 pages. 7 maps. 18 halftones. Frontispiece in color.
List price: $5.00 Member’s price: $4.00
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Books of Interest to the Professional
Compiled by Professor Jack Sweetman, Associate Editor
NAVAL AFFAIRS Blacks in the Marine Corps Henry I. Shaw, Jr., and Ralph W. Donnelly. Washington, D.C.: History and Museums Division, Headquarters, U.S. Marine Corps,
1975. (For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C.) 109 pp. Maps. Illus. Append. 11.90 (paper).
Although blacks served in the Continental Marines during the Revolution, it was not until 1942 that they were accepted into the U.S. Marine Corps. This monograph traces the history of the black units formed during World War II, the postwar process of integration, and the services of black Marines in Korea and Vietnam. Appendix C lists black Marine Medal of Honor recipients.
5-1 Computers in the Navy Captain Jan Prokop, U.S. Navy (Editor). Annapolis, Md.: Naval Institute Press, 1976. 243 pp. Illus. $12.95 ($10.35).
The importance of automated data processing (ADP) to today’s Navy and Marine Corps would be difficult to exaggerate. The articles in this book describe the Navy’s employment of this highly- developed technology. They are divided into two general sections: computer management and computer applications. Captain Prokop, a 1956 Naval Academy graduate, holds a Ph.D. in computer science and is currently Director of the Au-
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Members may order books of other publishers through the Naval Institute at a 10% discount off list price. (Prices quoted in this column are subject to change and will be reflected in our billing.) The postage and handling fee for each such special order book of a United States publisher will be 75*; the fee for a book from a foreign publisher will be $1.00. When air mail or other special handling is requested, actual postage and handling cost will be billed to the member. Books marked 5] are Naval Institute Press Books. Books marked E2 are Naval Institute Book Selections. All prices enclosed by parentheses are member prices. Please use the order blank in this section tomatic Data Processing Equipment Selection Office in the Department of the Navy.
51 Division Officer’s Guide
Captain John V. Noel, Jr., U.S. Navy (Retired) and Commander Frank E. Bassett, U.S. Navy. Annapolis, Md.: Naval Institute Press, 1976. 286 pp. Illus. $8.00 ($6.40).
The considerable changes which have taken place in the Navy since the publication of the sixth edition of the Division Officer’s Guide in 1972 are reflected in its
seventh edition. Wholly new materials include a chapter on counseling, human goals, and welfare, and another on official correspondence. As in the past, primary emphasis is on helping division officers and petty officers to understand, motivate, and inspire their men.
51 The First South Pacific Campaign: Pacific Fleet Strategy, December 1941-June 1942
John B. Lundstrom. Annapolis, Md.: Naval Institute Press, 1976. 240 pp. Maps. Illus.
Bib. $14.50 ($11.60).
Using recently declassified American documents and important Japanese
sources, the author presents a high-level overview of the first seven months of the Pacific War which challenges the established interpretation of U.S. naval strategy throughout that period. Limitations of space preclude his thesis from being summarized here but readers will find it provocative.
The Royal Navy in the War of American Independence
Gerald S. Graham. London: Her Majesty’s Stationary Office, 1976. 24 pp. Maps. Illus. £l.70 (Approx. $2.90), paper.
The role of the Royal Navy in the War of Independence is reexamined in an extremely attractive bicentennial booklet, a publication of the British National Maritime Museum. The author is Professor Emeritus of the University of London.
A Sailor’s Admiral: A Biography of William F. Halsey
James Merrill. New York: Thomas Y. Crowell, 1976. 271 pp. Maps. Illus. Bib. $9.95.
The colorful career of Fleet Admiral William F. (“Bull”) Halsey is recounted in a popular biography. The emphasis is over-
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O,
whelmingly on his role in the Pacific War. The author is Professor of History and Marine Studies at the University of Delaware.
Taschenbuch der Deutschen Kriegsflotte 1900 (Pocket Guide to the German Navy 1900)
Kapifanleutnant a.D. B. Weyer. Munich: J.F. Lehmann, 1976. 210 pp. lllus. 36 DM (Approx. $14.40).
The first edition of Weyer’s Taschenbuch reappears in a facsimile reprint. It is nice to note that the colored plate of flags, standards, and pennants has been reproduced in color instead of being reduced to black and white, as is too often the case with facsimile editions.
53 Thunder at Hampton Roads
A.A. Hoehling. Englewood Cliffs, N.J.: Prentice-Hall, 1976. 232 pp. Maps. Illus. Bib. $9.95 ($7.95).
The engagement between the USS Monitor and the CSN Virginia (ex-USS Merrimack) at Hampton Roads on 8 March 1862 rang down the curtain on the age of wooden warships and announced the advent of a new technology. The story of the iron ships which met that fateful day is retold in a popular history which includes a chapter on the recent discovery of the wreck of the Monitor.
Unternehmen Rettung: Letztes Schiff nach Westen (Operation Lifesaving: Last Ship to the West)
Fritz Brustat-Naval. Herford, West Germany: Koehlers Verlagsgesellschaft, 1976. 262 pp. Maps, lllus. Append. Bib. DM 29.50 (Approx. $12.00).
In January 1945 the Russian winter offensive broke through the German lines in the northern sector of the eastern front and encircled the province of Hast Prussia. The scale of the ensuing evacuation, organized by the Seetransport section of the Naval High Command, dwarfs Dunkirk and Hungnam. Between the last week in January and the first week in May, approximately 2,000,000 military personnel and civilian refugees were carried west to safety, the great majority on merchant ships and liners pressed into emergency service. The history of this extraordinary operation is told in the third printing of a book originally published in 1970.
MARITIME AFFAIRS
53 Jane’s Ocean Technology 1976/77
Robert L. Trillo (Editor). New York: Franklin Watts, 1976. 679 pp. Illus. $72.50 ($65.25).
The second annual edition of this new
Jane's provides a compendium of ocean technology. It is divided into three sections—underwater systems, surface systems, and air systems (offshore helicopters). There is a directory of the builders, owners, and operators of the systems treated.
Ships of the Great Lakes, A Pictorial History
Paintings by Karl Kuttruff; introduction by Robert E. Lee; captions by David T. Glick. Detroit, Mich.: Wayne State University Press, 1976. Unnumbered. Illus. $25.00.
Every type of ship which has sailed the Great Lakes from 1776 to 1976 is represented in this collection of 31 full-color, waterline renderings. It is based principally on models in the Dossin Great Lakes Museum in Detroit. The text describes each vessel and outlines the history of shipping on the lakes.
Tall Ships: The World of Sail Training
Text by Malwin Drummond; illustrated by Mike Willoughby. New York: G.P. Putnam's Sons, 1976. 160 pp. Illus. Bib. $20.00.
The official publication of the Sail Training Association, this handsome pictorial describes the past and present and discusses the future of sail training, with particular reference to the tall ships used to conduct it. Thirty-nine of them are described and 21, including the Eagle, are illustrated in color.
MILITARY AFFAIRS Arms through the Ages
William Reid. New York: Harper & Row, 1976. 280 pp. Illus. Bib. $35.00.
The development of arms and armor from the Neolithic Age through World War II is traced in an oversized pictorial, replete with over 800 illustrations. The author is Director of the National Atmy Museum, London.
Doolittle: A Biography
Lowell Thomas and Edward Jablonski. Garden City, N.Y.: Doubleday, 1976. 368 pp. Illus. Append. Bib. $8.95.
Lieutenant Colonel Jimmy Doolittle became famous overnight as air leader of the Halsey-Doolittle raid, which carried the war to the Japanese Home Islands in April 1942. Unlike many heroes, however, Doolittle neither sprang from, nor receded into, obscurity. A World War I pilot and aviation pioneer, he ended his second war as lieutenant-general commanding the Eighth Air Force and thereafter embarked upon a successful business and civic career. Today, at 80, he is still going strong. This is the biography of a remarkable man.
The Future of Soviet Military Power
Lawrence L. Whetten (Editor). New York: Crane, Russak & Company, 1976. 190 pp. $14.50.
In May 1975 an international conference, jointly sponsored by the Stiftung fur Wis- senschaft und Politik and the University of Southern California, was convened at Ebenhausen, West Germany, to consider the future role of Soviet military power in the evolution of East-West relations. This volume records its proceedings.
New Dimensions in Military History
Russell F. Weigley (Editor). San Rafael, Calif.: Presidio Press, 1975. 419 pp. $14.95.
An anthology of the presentations given in the recently instituted Military History Research Collection-Army War College “New Dimensions” course offers a sample of the current condition and variety of military history. Professor Weigley is among the most distinguished American military historians.
Propaganda: The Art of Persuasion: World War II
Anthony Rhodes (Edited by Victor Margolin). New York: Chelsea House, 1976. 319 pp.
Illus. Bib. $30.00.
This stunning, 9" x 12" pictorial offers a graphic record of the not-so-gentle art of persuasion as practiced by Allied and Axis propaganda in World War II. Among the
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The Soviet Nuclear Offensive
Joseph D. Douglass, Jr. Washington, D.C.: U.S. Government Printing Office, 1976. 127 pp. 11.60 (paper).
The first volume of a new series, “Studies in Communist Affairs,” issued under the auspices of the U.S. Air Force, examines unclassified Soviet military literature in regard to limited nuclear war in Europe. Special emphasis is placed on recent changes in Soviet doctrine regarding the integration of nuclear and conventional capabilities, and the prospect of geographically limited nuclear war.
Strategic Bombing in World War Two; The Story of the United States Strategic Bombing Survey Lieutenant Colonel David Maclsaac, U.S. Air Force. New York: Garland Publishing, 1976. 231 pp. Bib. $12.50.
The U.S. Strategic Bombing Survey, undertaken immediately on the conclusion of the war with Germany and subsequently extended to Japan, remains the primary source of information on the effect of the U.S. strategic bombing offensives in World War II. This scholarly study is the first full-scale history of the survey itself. The author is an associate professor of history at the U.S. Air Force Academy.
War Survival in Soviet Strategy: USSR Civil Defense
Leon Goure. Coral Gables, Fla.: Center for Advanced International Studies, University of Miami, 1976. 218 pp. Illus. $6.95 (paper).
The role of civil defense and war-survival
measures in Soviet strategy is explored. The conclusions, summarized in a foreword by Ambassador Foy D. Kohler, are that the civil defense effort holds a central place in Soviet military preparedness; that it has been substantially increased since the advent of detente; that Soviet leaders attach great importance to the existing Soviet superiority in war- survival capabilities; and that they feel this asymmetry confers a distinct advantage to the U.S.S.R., both in regard to diplomatic risk-taking and in the event of war. A senior analyst for the RAND Corporation from 195 1 until 1969, Dr. Goure is presently Director of Soviet Studies at the Center for Advanced International Studies at the University of Miami.
You Are Not Sparrows: A LightHearted Account of Flying between the Wars
Wing Commander S.J. Carr, DFC, Royal Air Force (Retired). London: Ian Allan, 1976. 143 pp. Illus. £ 3.75 (approximately $6.50).
The author of this priceless memoir joined the Royal Air Force in 1929. In his book he describes with great gusto and a wealth of wonderful anecdote what it was like to be a young flying officer between the world wars. The larger part of the narrative is devoted to an account of his experiences as a member of Number 55 Squadron in operations against rebel tribesmen in the Southern Desert of Iraq in the early 1930s. The title is taken from a remark by a flying instructor, the full text of which would once have been considered unprintable.
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