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"The Burden of Being Privileged”
(See pages 37-42, January 1965 Proceedings)
Commander William R. St. George, U. S. Navy (Former Commanding Officer, USS Van Voorhis, DE-1028)—I agree with Captain Cahill’s concern over the unenviable holding-on position in the crossing situation. As a working-level participant in the U. S. preparation for the Rules of the Road portion of the 1960 International Safety of Life at Sea Conference, I feel a few observations are in order to explain the efforts of that group. Also of value would be brief consideration of the work of the Conference itself.
At this Conference, the entire subject of the Rules of the Road was reviewed and brought up-to-date. While the crossing situation was discussed thoroughly, particularly in preliminary preparations in the United States, the only change made that will affect the crossing situation was the rewriting of Rule 22 to read as follows:
Every vessel which is directed by these Rules to keep out of the way of another vessel shall, so far as possible, take positive early action to comply with this obligation, and shall, if the circumstances of the case admit, avoid crossing ahead of the other.
The italicized portion was added by the 1960 Conference. This change to the Rules will become effective on 1 September 1965.
While the change does not add any alternatives to the required actions of the holding-on vessel, it does spell out more directly and positively the duty of the giving-way vessel. This should eliminate any doubt in the mind of the master of the giving-way vessel that his merely holding course and speed, and relying on a slight bearing drift of the holding-on vessel, is not sufficient legally to meet his obligation.
Another change in the Rules adopted by the 1960 Conference provides for the permissive use of a white light to be synchronized with the whistle. This change should reduce the range limitation of the whistle as it now affects the 5-blast “shake-up” signal. Its effectiveness must, of course, depend upon its wide acceptance and installation even though it is not required by the new rules.
One may argue legitimately that this is not much consolation to the master of the holding-on vessel as he observes the violator bearing down on him. A look at the background discussions and committee action in the United States, as well as the deliberations of a Navy International Rules of the Road Committee, will show some of the difficulties and problems encountered.
During the course of these preparations, there were several proposals directed toward the solution of this problem. One proposal was to permit the holding-on vessel to take the avoiding action of turning right and paralleling the course of the giving-way vessel until the situation clarified. This proposal gave the holding-on vessel some freedom of action, but was objected to because it would be difficult
to specify at what range this action should be token. It would also remove from the hold- tog-on vessel the right of way and substitute a rather indefinite burden of turning for that °f holding-on. Most important, it would have the disadvantage of removing the predictability from the crossing situation, for the giving-way vessel could no longer rely on the holding-on vessel to hold on. After considerable discussion, the sub-committee studying the Rules of the Road agreed that permitting the holding-on vessel to make a right turn Would only further complicate the problem and would, in fact, be more dangerous than the present Rules.
A second approach suggested was to create around the holding-on vessel, insofar as circumstances permit, a zone of impenetrability by forbidding the giving-way vessel from approaching within two miles of the holding-on vessel. It was thought that this would add another problem to the already agonizing wait of the holding-on vessel, that of deciding what to do when the giving-way vessel violated the 2-mile zone. Another objection was that determination of the two miles would be difficult, as many ships do not have radar, and range determination would be difficult and confusing. After considerable discussion this proposal was rejected.
The sub-committee concluded that any changes adopted should not place an additional burden on the giving-way vessel. For this reason, the final changes to Rule 22, quoted above, were the only provisions added for the crossing situation.
An interesting facet of the 1960 Conference was the attention devoted to the subject of the visibility of lights. This is particularly appropriate in view of Captain Cahill’s recommen-
dation for increasing the range of visibility. Early in the U. S. deliberations, in processing the several opinions offered for increasing the range of visibility of side lights, it was discovered that to the light technicians the phrase “visible on a clear dark night” was not a sufficiently precise term upon which to design and build navigational lights. After extensive research, more definite terms were proposed by the United States, and these revised terms were incorporated in a recommendation to the 1960 Rules for further study by the Intergovernmental Maritime Consultative Organization.
Perhaps the results of this study and other thought-producing proposals, such as those expressed by Captain Cahill, will lead to solution of this most perplexing mariner’s dilemma, the crossing situation.
Captain E. J. Newbould, U. S. Navy (Former Commanding Officer, USS Elokomin, AO-55; USS Ross, DD-563; and USS Tigrone, SSR-419)—Captain Cahill’s article adds up to a severe indictment of Rule 21. As he observes correctly, it is interpreted by too many seamen as an inviolate rule, requiring a policy of fatal passivity to be borne grimly by a privileged vessel to the moment of disaster. Rule 21 in the revised International Rules of the Road retains the precise terminology of its predecessor in the current Rules. Hope for relief from “the burden of being privileged” by rewording Rule 21 is thus foreclosed to seamen for many years to come.
There has, however, been introduced the intriguing phrase in New Rule 22 that:
Every vessel which is directed by these Rules to keep out of the way of another vessel shall, so far as possible, take positive early action to comply with this obligation, and shall, if the circumstances of the case admit, avoid crossing ahead of the other.
The clear intent of these new words is to place an added burden on the burdened vessel to cause her to do what she ought to do well in advance of when she must do it.
What effect this phrase will have on conscientious, adult seamen who are required to answer for their negligence before the courts must await tests before the admiralty tribunals. It may be hoped, without much justification, that the courts will place the burden where it properly belongs—on the burdened vessel. All seamen would hail the decision which would place on the burdened vessel the same solemn sense of responsibility which now plagues the privileged vessel. Until that time comes, we have little choice but to sail with Rule 21 as it now exists and has been interpreted by the courts.
The question has been posed well: When does Rule 21 apply on the high seas? The answer is suggested by the author’s reference to Farwell’s The Rules of the Nautical Road- “haul off so early that a collision cannot possibly ensue.” I agree fully with the author s adaptation of that phrase in his proposal that the “privileged” vessel must act when engaged in a steady bearing situation at long range with a “burdened” vessel evidencing no disposition to do her duty. However, I disagree just as strongly with his substitution of an inflexible turn to the right for an inflexible policy of inaction.
As a matter of practice, nothing can clarify the crossing situation more rapidly or with more finesse, than a substantial turn to left—- with a minimum change of 30 degrees and with no hesitation to use a turn of 45 degrees or more. This turn to the left, made at a time when a collision between even two 20-knot ships would be mathematically impossible (approximately five miles) should both turn simultaneously toward one another, has a number of distinct advantages when properly employed.
First, during day or night, and especially at night, it tells the other vessel that she is no longer burdened in the time it takes to make the turn. A turn to the right of 10 degrees or 20 degrees, as recommended by Captain Cahill, tells the other vessel nothing. Indeed, in the Alleghany-Pomaron case cited in the article there is no assurance that a 10-degree or 20-degree turn to the right would have avoided the collision. For, as the Court said, “The contradiction in testimony as to what the actual bearing of the vessel was makes it impossible to demonstrate whether or not any change at all in the Pomaron’s course or speed was necessary to avoid collision.” On the other hand, had the Pomaron, the privileged vessel, which first sighted the Alleghany about 10 to 12 miles broad on her port bow, made a 30-degree left turn at five miles range, there is absolutely no question but that the ships would have passed safely.
A fundamental cause of collision, when the Alleghany and the Pomaron met and today, 50 years later, is not the legal wording of the Rules, nor the obtuseness of seamen, nor even the deliberate violation of the Rules. It is the helpless silence which envelops two strange ships on the high seas. The Stockholm-Andrea Doria case is an unhappy example in modern times. Here were two of the best-equipped ships on the high seas, and they collided with terrifying results. Yet, their only practical means of communication was through the indistinct moan of a ship’s whistle at criminally short range. Had these two ships been able to speak to one another in a universally understood, instantaneous manner at reasonable distance, it is probable that the extent of the tragedy would have been reduced, if not entirely avoided. The introduction into the revised Rules of an optional whistle-co-ordinated light is a hesitant step in the right direction, although valueless in fog. Meanwhile, on the high seas, in clear weather and at long range, we can best speak by a maneuver to the left.
Secondly, during day or night, the left turn toward a crossing vessel 45 degrees or less on the port bow at long range, adds the bearing rate change of your swinging ship to her bearing rate change and establishes a rapid conclusion to the developing situation. A turn to the right of 10 degrees or 20 degrees, if the collision does not occur, results in an agonizing stretch-out of the very situation we are so anxious to avoid. Further, a turn to the left, while it closes the range temporarily, insures a much wider passage of the ships when successfully concluded than does the right turn.
Finally, a turn to the left made in sufficient time by a ship which is heading inevitably into a privileged status, and made before the Rules are yet applicable (as Captain Cahill’s turn to the right), is not violating the Rules but abetting their purpose by taking action to prevent the likelihood of collision.
Appropriate safeguards in the use of the left turn will recommend themselves to the accomplished seaman. Suppose that the ship on the port bow does her duty early in keeping with the revised Rules and turns to the right at the same moment my ship turns to the left? On the exceedingly rare occasions when this does occur, a head-and-head situation may be developing for which clear rules are available. In these exceptional cases, one can continue the turn or take other action as the circumstances demand. Since this maneuver to the left must be executed with skill, promptness, and coolness, it should be performed well in advance of any such intention of action on the part of the other ship. It should be limited to those situations where the other vessel is approximately 45 degrees or less on one’s port bow and well outside the range where the combined speeds of the vessels would preclude further action to avoid collision. It is obviously limited to areas where sea room is available for both ships, and in clear weather.
Another objection might be: “We must be able to predict the action of the other vessel. If you are going to turn left, in violation of common practice, confusion will result.” My answer to this is the same as Captain Cahill’s —you cannot count on the other ship now. If she is asleep, a turn to the left will go unobserved; if she is alert, you need only be more so, and make your turn before she does, in which case, she will sail on, to the relief of all hands. In any event, I cannot see how this objection can have much validity. The fact is that the burdened vessel’s action, for example, is completely unpredictable. She is currently authorized to slow, stop, reverse, turn right, or turn left.
The maneuver to the left on the high seas by a ship otherwise destined to become privileged, burdened with all the stern duty which that status entails, has much to commend it. Of a certainty, it will appeal to any mariner who chafes under the dead hand of inaction laid on his “privileged” ship.
"Persuading the U-Boats”
(See pages 52-59, December 1964 Proceedings)
Carl Strohmeyer (Former Lieutenant, German Navy)—I think that the effect these propaganda broadcasts had upon the German Navy has been grossly exaggerated.
It was in general forbidden—and I think rightly so—to tune in to foreign broadcasts. Of course, this does not refer to certain German counterintelligence agencies which, by their nature, analyzed these transmissions.
Of all branches of the German armed forces, the German Navy was the most conservative, consisting mainly of volunteers due to the extensive and specialized training. This, by necessity, formed a high level of education and morale which hardly fell, even toward the very end of the war. Even if some personnel listened to these broadcasts, the psychological effect upon the morale and behaviour of the men of the German Navy was not noticeable. It is a gross mistake to think otherwise.
Of course, the English tried the same sort of propaganda broadcasts under the German name Soldaten-Sender Calais (soldier station Calais) with perhaps a little more success, as they tried to camouflage their broadcasts as a German military station without showing a trace of an accent. This was not the case with “Fregatten-Kapitdn Robert Lee Norden.”
Germany did the same thing with broadcasts by a Britisher (“Lord Haw Haw” who was executed after the war).
I may add that your drawing on pages 52-53 is quite reminiscent of the wartime propaganda (medals for war gallantry were not worn on sweaters).
Captain Roland E. Krause, U. S. Navy (Retired)—As I read this article, I had a feeling of sadness that the Germans, our current allies, had proved so weak that two of their most famous U-boat commanders, then- Lieutenant Karl Doenitz and Lieutenant Commander Otto Kretschmer, had surrendered rather than fight to the finish (in the terms of the broadcast) and that the U-boats began to show white flags of surrender instead of fighting to the finish. But fortunately for us today, it was not so.
To set the record straight, Doenitz and Kretschmer “surrendered” in 1918 and 1941, respectively, only to the extent that they did not resist being fished out of the water after their boats had been sunk.
If operational U-boats showed the white flag it was a rarity. In fact, a submarine has little chance to hoist any kind of a flag in action.
One might expect that even without psychological warfare, the morale of the U-boat crewmen would decline when they began suffering terrible losses in the spring and summer of 1943. If such was the case, it was not apparent to Commander U-boats, who recorded in his diary during August 1943: “Even though the situation for U-boat warfare is very serious and strained, the commanding officers and crews remain keen and determined. This has been shown particularly in the attitude of the crews of boats sunk, when their chances of being rescued at first seemed hopeless.” Rear Admiral Samuel Eliot Morison, in his History of United States Naval Operations in World War II, states, “He [Doenitz] managed to maintain high morale in his U-boat crews to the very end, in spite of heavy losses.” In a final summary, he says, “There is no reason to suppose that they would not have fought on in a losing campaign if the defeat of the German Army had not brought collapse and surrender. Their morale was unimpaired to the bitter end. ...”
As the author has pointed out, it is difficult to evaluate accurately the benefits accruing from psychological warfare. Evidently, the gain was not great, and it must be remembered that the Norden broadcasts were only one phase of this warfare. But any such effort is worthwhile provided the benefits are commensurate with the cost. In this case, the output was small in respect to manpower employed, but more important than this was the release of information to the enemy. We give a quid pro quo, hoping that what we give will be returned to us with interest.
"The Tall Ships Race”
(See pages 82-105, December 1964 Proceedings)
Charles Rosner—As an old school ship graduate, I was greatly interested in this article. I must point out, however, that the Spanish Juan Sebastian de Elcano is not a bar- kentine as stated, but a topsail schooner.
"Our Nation’s Shipyards”
(See pages 34-45, November 1964,
and pages 162-163, March 1965 Proceedings)
Commander R. C. Austin, SC, U. S. Navy (Systems Design Officer, Bureau of Supplies and Accounts)—Commander Meyer’s excellent article regarding the conflict between private and naval shipyards did not mention an advantage given to private shipyards by the Navy itself. This advantage is provided for ln the ship construction contracts which cite performance specifications for hull, mechanical, and electrical components such as pumps, motors, blowers, valves, and the like.
As a result of these performance specifications, the private shipbuilder is permitted to install any component he desires, as long as it meets performance specifications. Supposedly, this practice provides the Navy with a ship at a lower cost. What has been forgotten, however, is the increase in the ensuing support costs incurred by the Navy in attempting to maintain the resulting wide variety of components over the life of these ships. Configuration control under this practice is practically nonexistent.
The problem of determining bills of material for these components in a shipboard allowance of repair parts for the ship is a task that almost defies solution under the current ship construction contracts. In developing second echelon support for these non-standard configurations, even within a ship class, there is at best only a rough approximation of requirements.
The extent of this lack of standardization is illustrated by the fact that 35 per cent of the hull, mechanical, and electrical components cataloged and supported by the Navy supply system applies to two hulls or less. Approximately 45 per cent of the 185,000 hull, mechanical, and electrical components supported by the Navy has been installed in ships built within the last five years. It would appear that this percentage is far greater than the percentage of the Fleet that has been built within the last five years.
These figures indicate that while ships constructed at private shipyards may have allowed construction economies, they have also resulted in configuration difficulties rather than configuration control. The overall economies obtained may be debatable
ENTER THE FORUM
Regular and Associate Members are invited to write brief comments on material published in the Proceedings and also to write brief discussions on any topic of naval interest for possible publication on these pages. A primary purpose of the Proceedings is to provide a place where ideas of importance to the Navy can be exchanged.
when the cost of establishing support for the components is considered.
Several type commands have attempted to alleviate this situation. They have asked for and received hull, mechanical, and electrical component configuration listings for the ships within their command. When a defective component requires replacement in a specific ship, the command specifies that the replacement component be one that can be used in a number of ships within the command. This is a rather lamentable method by which to achieve standardized configurations of ships; it is akin to locking the barn door after the disappearance of the horse.
Solutions do exist for this problem. Under one solution, shipbuilding contracts could continue to be issued with performance specifications. However, appended to the contract would be a listing, or listings in various sequences, of the currently established, supported, and acceptable components within the Navy. Automatic data processing techniques exist whereby performance ratings of established components could be matched to performance specifications called for in the ship design. The shipbuilder would be required to select components for installation in the ship from the list appended to the contract. If the shipbuilder should desire to substitute a component not on the list which meets or exceeds the performance specification, he could request approval and cite reasons for his request, such as more economical operation or more durability. Performance specifications not matched by an established component or components would be filled or installed at the discretion of the shipbuilder, as is done today.
This technique would permit a greater degree of standardization within the Fleet, with attendant improvement in material support. It would also permit the Navy to select those components that have been proven trouble free in active use as measured by failure report analysis and the Standard Navy Maintenance Program and Material Management Program. Permitting the shipbuilder to recommend substitutions, properly justified, would eliminate the tendency to freeze technological development.
This solution would also provide the Navy with the opportunity to buy ships from private shipyards as it does from a Navy shipyard; in a buyer’s market rather than a seller’s.
"Crisis in Leadership”
(See pages 44-51, July 1964 Proceedings)
Lieutenant Commander Robert M. Lee, CEC, U. S. Naval Reserve—Every facet of our lives is becoming compartmentalized, analyzed, and subjected to varying stimuli to adjust and modify it.
Nowhere has this been done more amply than in the U. S. Navy. Take a long look at the scores of manuals, regulations, and instructions emanating from every echelon of Navy command. Every situation that has occurred is covered somewhere in the maze of paper. Every officer has faced this dilemma— to adhere to the “book” or to act on individual initiative. If he chooses the latter, he faces censure or kudos, depending on the outcome of the particular matter.
Leadership had been isolated as an important and controllable quality and had been researched fairly thoroughly. Then came General Order 21 and its flurry of programs and requirements. And about the same time came the Cordiner Report on pay and incentives. Effectiveness of a peacetime command was clouded by re-enlistment rates, disciplinary action rates, advancement rates, and the like. It was an administrator’s heaven or hell, depending on one’s position.
Captain Lathrop has decried the loss of prestige of the petty officer. But what of the commissioned officer? What is his part in this crisis? The problem found in the enlisted structure exists in the officer structure as well. We have become so wedded to the “book” that our actions in regard to the enlisted structure have become stilted and less meaningful than they used to be.
Every aspect of enlisted promotion is covered in the instructions, manuals, courses, and regulations; the officers’ part in determination of advancement has become one of the rubber stamp. If the courses, factors, and exams have all been written and properly entered, which commanding officer can turn down a man for promotion on the basis of “feeling?” This is particularly true when the commanding officer must keep in mind the factors on which he is being measured.
As Captain Lathrop pointed out, we have developed a “belt system of promotion, and, seemingly, it works very well. We “put in” a recruit with good intelligence and several years later we turn out a chief petty officer who is technically proficient in rate but may be completely lacking as a leader of men. In his service record is a complete file of 971s attesting to his proficiency and readiness to accept the responsibilities of a higher rate, all signed by his commanding officer and a promotion board.
These officers were not and are not incompetent in adjudging leadership—they simply weighed their many responsibilities and chose the course that is popular and guaranteed to produce higher re-enlistment rates and better morale. They necessarily have devalued the ability to lead men in battle as a criterion for promotion.
Psychologists will not claim infallibility for written exam scores as a measure of a man, particularly for personality traits—one of which is leadership.
Only one effective test can be made for leadership—involving an individual in a situation that calls for leadership.
Leadership is an illusive quality and, depending on the situation, different members of a group will take the position of leader at different times. Today, most Navy men have both technical and military responsibilities. Some of the general quarters assignments are geared to the man’s technical specialty; many are not. A Seabee for example, may be an equipment operator and have as his military assignment the position of automatic rifleman in a fire team; an electrician first class who is expert at electrical maintenance finds himself as a squad leader of three fire teams. Suppose these men joined the Navy only to learn a trade and gain skill in it. They are now the leaders of bands of men. Maybe they have what it takes as leaders of military men, and maybe they do not.
Captain Lathrop’s solution would differentiate between the petty officer and the technical specialist. I wish wholeheartedly that it would work, but experience in other endeavors where similar solutions have been tried finds it wanting. Perhaps it is just the nature of man, but the technical specialist is seldom content to offer profound advice on
the “best” way to solve a problem; he wants power too, and never so badly as when the organization is arranged so that he can not attain it. Offering pay grade step to E-9 to the technical specialist will not buy off his frustration if he answers for direction and supervision to an E-7 or an E-6 petty officer.
This raises the question concerning physical identification of the petty officer. Would different uniforms be involved? Would the technical specialists in E-7 to E-9 ratings stay as white hats so the petty officers could have a distinctive chief-petty-officer-type uniform? It has been my experience that the elimination of all stripes and chevrons does not hamper the leadership situation; in fact, 1 believe it is enhanced. The real leader does not require a suit of armor replete with braid, plumes, and jingling medals, and no man hkes to give deference to a suit, but he will give it gladly to the leader inside.
Some of the best leaders are not those who Would choose leadership, but rather have been “forced” into the position by their desire to see a thing done correctly. And if such a solution were implemented, would it not fall into the same pattern as we now have? How are these “leader types” to be chosen? By a score on written exams or as they should have been chosen from the outset?
What of the commissioned officer system? Is it better and why? The fitness report and selection board system has been defended through many trials. Its secret of success is the comprehensive evaluation of subordinates by an experienced leader. Because of the rank pyramid, the petty officers are usually evaluated by junior officers who may not be accurate judges of leadership qualities. In fact, most of them need a bit of aging in interpersonal relationships before they themselves become leaders—if they are ever going to be.
But whatever system is used, isn’t it a question of officers choosing those who should lead and then accepting the responsibility for their choice? A measure of the success of a leader is his choice of subordinates and his use of those so chosen. Those who are chosen should, as Captain Lathrop recommends, be given every assistance to develop further their leadership ability.
Then what becomes of the man who is already elevated to the leadership position but who has not worked out? With the military system, the man who has precedence has the right and the privilege to lead. Moreover, he has the obligation to do so.
What is needed is some flexibility within a command to use the best leaders without destroying the precedence system and without taking away from the individual man what he has rightfully earned. Perhaps the solution lies in establishing a system of permanent rate and pay grade based on the highest held, but using a temporary rate merited in the particular command. This solution also has its disadvantages, but other services have used a somewhat similar system.
Whatever the solution, it will be difficult. But the problem is very real, and some simplification is needed. We have fractionated and re-fractionated since World War I, and each time increased the problem.
Regardless of the system, the individual commissioned officer is the key: He must have the guts to keep the primary mission in mind—first and foremost. It would also help if his commanding officer and the seniors on up shared this belief and set the example. Otherwise, the administrators will hold sway and paper push-ups will be the order.
Quartermaster Second Class Richard L. Hobbie, U. S. Navy—Captain Lathrop raises many good points which are foremost in the minds of petty officers today. However, he has failed to trace the blame to its true source. The petty officers themselves have given their leadership away bit by bit. They have allowed non-rated men a freer hand in the management of things, and by doing so they have diluted their own authority.
Often a college graduate will enter the enlisted ranks at age 22 or 23 and find himself being told what to do by a 20-year-old second class petty officer. The new arrival is often more mature and subtly usurps the leadership role. He has not had the practical experience in his rating, yet he may very well be better able to handle himself and others. The younger petty officer finds himself following his subordinates rather than leading them, and once he has started, he loses a little more control each day and is soon useless as a leader.
The living conditions in the Navy do not allow the necessary gulf to develop between the petty officer and his non-rated men. In the other services, junior non-commissioned officers live together, separated from their seniors, and the strong personalities lead within the lower rates. In the Navy, first class petty officers through seaman apprentices share the same berthing and messing facilities. The work load is often as equally divided, further lessening the prestige so necessary to effective leadership. A solution, of course, would be to give the petty officers a separate living space and mess, but the question arises as to where the line should be drawn.
In many ships first and second class petty officers have head-of-the-mess-line privileges and other benefits, while third class petty officers fall in with the non-rated men. In operations and engineering departments, a third class petty officer often does the same job as a seaman at slightly higher pay. Possibly, the Navy should drop the third class petty officer designation from E-4s and revert them to a completely non-rated status. Possibly only career-designated personnel should be advanced to E-5, thus thinning out the “short timers” in the second class petty officer rates who are just drifting toward their discharge date with the least possible effort. It is logical to expect that a person who has decided to make a career of the Navy will be more inclined to exert his leadership.
Even if all of Captain Lathrop’s suggestions are not adopted, his high-quality leadership schools merit strong consideration. Many petty officers in today’s Navy are not too sure of what to do; they do what they hope is right and often find that it is wrong. All too often, petty officers avoid pressing their authority for fear of becoming unpopular. No leader in the military can do his job effectively without hurting someone’s feelings from time to time.
A great improvement could be brought about by giving the petty officer more encouragement to take the initiative in performing routine work. People thrive on being able to remember that the job was done a little bit better, faster, or easier, because they thought out a different method of doing it. The petty officer rates are filled with leaders who are continually hindered by the complacency with the status quo within the Navy-
It is time for someone to generate some action toward improving the esprit de corps of the petty officers in today’s Navy.
The Naval Aviator—A Reassessment
Lieutenant John O. Williams, Jr., U. S- Navy (Naval aviator)—The U. S. Navy currently has a shortage of naval aviators. Despite this situation, most naval aviators are forced to retire after 20 years of service as thrice-passed-over lieutenant commanders- Relatively few naval aviators reach senior rank and no naval aviator below the rank of commander can hold the title “commanding officer.”
The latter situation is significant because naval aviators are also line officers. Slightly more than half of the line officers of the U. S. Navy are naval aviators.
In other areas of the Navy and in the Army and Marine Corps, officers of almost every rank, can hold commanding officer billets.
For example, both an aviation squadron and a ground battalion are normally commanded by 0-5s. In the squadron this is the only level on which command is exercised. In the battalion, however, command is also exercised on the company level. In recent years, squadron command has become the exclusive property of commanders; it appears that the day of the lieutenant commander heading a squadron is over. In the Army, a company commander is normally a captain, but often a senior first lieutenant. The battalion commander is normally a
* The January 1965 issue of The Officer Personnel Newsletter, published by the Bureau of Naval Personnel, states: “At this time there is a need for 778 lieutenants and 1,582 lieutenant (junior grade) and ensign pilots. At the present time these jobs are either filled by lieutenant commanders or lieutenants, or not filled at all by flying officers. In some instances the shortage is relieved by the assignment of non-flying officers to the aeronautical organization, and naval aviation observers are beginning to fill a substantial number of billets such as CIC aboard ships and ground instructor in the training command. In the past these billets have been filled with pilots, thus more aviators will be available to return to cockpit billets. All programs, and in particular the ASW/AEW programs, have tended to become more and more rank heavy in recent months. This tendency is causing understandable concern among junior lieutenant commanders.”-—Editor.
Barrett Gallagher
Naval aviation is in need of more naval aviators and less line officers. Individuals such as these aviators in the USS Randolph (CVS-15) can no longer be expected to answer both needs according to a contributor to the forum. A bold solution is offered in the writer’s reassessment of naval aviators.
lieutenant colonel, but sometimes a major. Thus in a squadron, only one in four officers in line for command will actually be a commanding officer. In the battalion, nearly all officers in line for command have been or will be commanding officers.
The Navy title “officer-in-charge”—which is often filled by a junior officer—may appear to parallel some of the various commanding officer titles used in the Army. But they are not comparable. Non-judicial punishment can be awarded by an officer-in-charge only, as expressly granted, to his own people. In the Army, non-judicial punishment is handled by the company commander. In naval aviation, the squadron is the basic unit. In the Army, it is the company.
Within the Navy is seen ample need for
officers in line for command in all ranks. Minesweepers, for example, are commanded by junior grade lieutenants, landing ships by lieutenants, and small support ships and submarines by lieutenant commanders. This need for commanding officers does not exist in naval aviation. The Army, the Marines, and the Navy’s surface and undersea forces need line officers in all grades to serve in command. Naval aviation does not.
Let us now take a look at naval aviator procurement. Approximately 65 per cent of a typical year’s output of naval aviators will have college degrees, 35 per cent in naval science from the Academy or the NROTC universities. The other 30 per cent will become naval aviators through the Aviation Officer Candidate program. The remaining 35 per cent of the year’s naval aviators will come from the Naval Aviation Cadet program— without accredited college degrees. If it were possible to examine this same group of officers five years later, the highest attrition would have occurred among the non-naval- science college graduates, the next highest among the NROTC graduates, then the Naval Academy graduates, and finally the NavCads. Of the naval aviators remaining in the service, more than half would be former NavCads.
The Navy needs these aviators, and many more like them. The Naval Air Training Command recently announced, as it has almost annually, that it was not filling all its training vacancies. There is a continual drive to persuade more “short-timers” to make the Navy a career. There is an urgent need for naval aviators that does not seem to be declining. This need, however, is for junior naval aviators. There is no shortage of lieutenant commanders and above, nor does there appear to be any in the offing. If the Navy’s needs were examined carefully, it would be found that the need is not for line officers, but rather for aviators.
Recently, the Marine Corps has begun a new system for obtaining career aviators, offering its reserve aviators a warrant in the regular Marine Corps. At the time this began, my reaction was that the Marine Corps was obtaining career flyers at the cost of personal pride and professional advancement. Then I spoke to some of these new warrant officers.
I did not find a single one who regretted the shift. With the exception of a few former enlisted aviators, all had been first lieutenants or captains. It is worth noting that:
• Their primary function as warrant officers was to fly. They were flying more than their commissioned counterparts, would continue to do so, and they liked the idea.
• Their ground functions were directly connected to flying. They served as branch officers or assistants in the maintenance departments and, often, directly related units. None expected to be assigned to administration, legal referral, or other such “desk jobs.” They especially liked this aspect of the program.
• Although they had taken a cut in pay, all expected to retire on little less than they would have received as retired majors. More important, they all felt they had a far better chance of getting that retirement than they would have as reserve commissioned officers.
• Not one felt he was a second class aviator.
Army aviation is also turning to warrant aviators for its pilots. Commissioned aviators will soon be in the minority in the Army.
I remember the times I have flown as copilot for a chief petty officer aviation-pilot with several thousand hours of flying time, and how I was more than happy to do so because of the tips on technique I gleaned from him. Although he used an occasional “sir” in our conversation, there was no doubt in anyone’s mind as to who was in charge, or who should be. In flying, experience and ability count more than rank. Rank applies only when coupled with experience. It has been this way since aviation began, and it is not likely to change.
Another observation is that among the NavCad graduates are the officers who complain most that their work interferes with their flying.
Finally, when I choose from among my compatriots those whom I feel will go far, the chances are that they are not former NavCads.
Many naval air arms have had enlisted fliers as the majority of their aviators. The Imperial Japanese Navy did very well with such a system.
I do not recommend that the aviation-pilot category be revived, however. Modern aircraft have such a large potential for destruction that I feel responsibility for them should rest only in the hands of an officer. Furthermore, I do not believe recruitment for such a position would be successful. I do recommend, however, that this officer aviator not be a commissioned officer. Rather, the Naval Aviation Cadet Program should produce naval aviators with warrant rank, and the Navy should follow the lead of the Marine Corps by offering interested junior reserve aviators a warrant in the regular Navy. All former NavCads are not unfit for command. However, as a group, their potential for promotion to senior rank is lower than that of officers from the other sources.
Potential captains and admirals can come from all sources, of course. The NavCad deserves a chance at these ranks. All warrant officers should be screened for interest and potential for command and should, at a suitable time, go before selection boards for commissions in the regular Navy.
I should expect that procurement of recruits for warrant aviators would be lower than that of the present NavCad program. I believe this loss would be offset by the career aviators procured from the Fleet. Many reserve aviators leave the Navy after attempting unsuccessfully to obtain a regular commission. We need these men. They are leaving a position they like because it lacks security. They fear the axe later in their career, and are not willing to risk all in the hope of being allowed to stay in the service for at least 20 years. Many of these officers, as well as many of those on active duty beyond their contracted time, would jump at the chance for a warrant in the regular Navy.
How would such a radical change in officer structure affect squadron organization? I suggest that 14 commissioned officers are all any squadron requires. These 14 are: squadron commander, executive officer, administration officer, officer personnel, I&E officer, legal referral/SIO, operations officer, safety officer, NATOPS officer, maintenance officer, assistant maintenance officer, quality control officer, material control officer, and maintenance control officer. All other squadron billets could be filled by warrant aviators.
It is expected, however, that more than this minimum of 14 would be assigned to allow the routine training of newly assigned commissioned officers. Further, none of these billets are directly associated with the handling of men, and this is basic in the education of an officer, warrant or commissioned. Still more, the work load varies with the size of the unit. With these points in mind, I visualize a 150-aviator squadron as having 30 commissioned officers, going as high as 50 in the detachment-deploying squadrons. In a small, 16- to 20-aviator squadron, I see almost all commissioned officers. As the fighter and attack squadrons convert to aircraft requiring radar observers, these relatively small squadrons will disappear. Parenthetically, I believe these observers should also be warrant officers. Their chance for command is nil.
SEA of the BEAR
by Lieutenant Commander M. A. Ransom U. S. Coast Guard (Retired) with Eloise Katherine Engle List Price $5.00 Member's Price $4.00 A U. S. Naval Institute Publication
(Book order form, pase 128)
The warrant aviators’ career rotation could be quite different from that of the commissioned aviators. The warrant officers could remain in Fleet squadrons six years, providing a core of real experience in type. They would rotate ashore to the training command, the Naval Air Test Center, or to flying billets at a shore station for four years. Six more years
in a Fleet squadron, followed by another four years’ shore flying, would give them 20 straight years of uninterrupted flying. Schooling would be oriented toward acquiring a specialty in such categories as maintenance.
The commissioned officers would rotate essentially as they do now, but with fewer going to the training command, and more to postgraduate school at the end of their first sea tour. Their shore assignments would alternate between schools on one hand and staff/shore station personnel on the other. They would have more ship’s company time than at present, possibly by splitting their first, as well as their second, sea tour between squadron and ship’s company.
Under this plan the commissioned naval aviators would be getting real responsibility sooner in their careers. At present, it is not at all unusual in the many large squadrons to see lieutenants doing jobs assigned to junior- grade lieutenants in smaller squadrons, not because the job’s responsibility grows in proportion with the squadron’s size, but because there are too many experienced officers in the larger unit. This is very discouraging to the officers involved, and is almost criminal wastage, if they are all in fact supposed to be training for command.
A theme often stressed by senior officers is that the quality of the junior officer has been declining over the years. The responsibility of the junior officer has declined right along with his quality. I think both are occurring because naval aviation has been procuring too many officers in line for command. When the young officer must compete with so many for real responsibility, and year after year sees that goal keep a step ahead of him, he tires of the chase and starts counting the years to retirement. Instead of a young man eager for responsibility, we have one resigned to riding along with the current. Instead of a large pool of well- qualified and eager officers to choose from, the Navy finds a large pool of faceless “organization men.”
From the early days of naval aviation on through the Korean War, the line officer aviator served the Navy’s needs very well. Squadrons were small, and even the boot ensign of the squadron had his hands full to overflowing with responsibility. The small squadron is now becoming a thing of the past. The single-seat aircraft is being phased out. We now find our squadrons with double or even triple their former number of officers, with nowhere near a comparable increase in positions of responsibility. We find our ready rooms crowded with frustrated junior officers looking for something meaningful to do—and not finding it.
Naval aviation has two basic needs: naval aviators—lots of them; and line officers—less of them. These two needs can no longer be considered as one. Each need requires a separate solution.
Let us give our typical naval aviator his wish: uninterrupted flying, and no ship’s company or large steel desks. Let us also allow our line officer aviators a chance to prove themselves. Let us expect more of them sooner. Let us begin culling sooner, as increased responsibility points out the unfit in time for them to try elsewhere. Let us put our line officer truly in line for command.
"Bathymetric Navigation”
(See pages 66-71, October 1964 Proceedings)
Rear Admiral Denys W. Knoll, U. S. Navy (Oceanographer of the Navy)—Better exploitation of oceanographic data such as suggested by Mr. Cohen will be possible as more and more data becomes available. Together with increased availability of this kind of information, further development of techniques for use by the Fleet is being undertaken here at the Oceanographic Office. Navigation through the use of bottom features is not a new idea, but this does not detract from its possible future importance. Environmental data as a whole must, more and more, be utilized to its maximum potential.
Let me underscore the fact that existing instructions call for all Navy ships to collect oceanographic data on a regular basis. It is this data bank that allows for imaginative development of new ideas and techniques. I concur heartily with Mr. Cohen’s suggestion that navigators utilize bathymetric navigation techniques when feasible. The Oceanographic Office will be pleased to evaluate the results of these attempts upon request.